Engineering stress and strain, Hooke's law, elastic moduli and Poisson's ratio, yielding and the 0.2% offset method, tensile strength, ductility, resilience, toughness, true stress and true strain, Hollomon strain hardening law, Schmid's law for single crystals, and hardness testing.
Hooke's Law & Moduli0.2% Offset YieldingTrue Stress-StrainHollomon RelationSchmid's LawHardness
Figure 6.1: Engineering vs True Stress-Strain & Plastic Work Hardening
50 Problems Shown
Problem 01Elastic Deformation & ModuliFundamental
Engineering Stress and Strain: Uniaxial Tension Definitions and Units
The standard uniaxial tensile test is the primary mechanical characterization method utilized to assess the structural load-bearing capacity of engineering materials.
State the definitions and mathematical formulas for:
Engineering Stress ($\sigma$).
Engineering Strain ($\varepsilon$).
Define original cross-sectional area $A_0$, instantaneous applied tensile load $F$, original gauge length $l_0$, and instantaneous gauge length $l$. State standard SI and Imperial units.
A cylindrical tensile specimen of AISI 1045 steel has an initial gauge diameter $d_0 = 12.80 \text{ mm}$ and initial gauge length $l_0 = 50.00 \text{ mm}$. Under a tensile load of $F = 45.0 \text{ kN}$, the gauge length elongates to $l = 50.085 \text{ mm}$. Calculate the engineering stress $\sigma$ in megapascals ($\text{MPa}$) and the engineering strain $\varepsilon$ (dimensionless and in percent).
Step-by-Step Technical Solution & Analysis
Part (a): Mathematical Definitions and Units
Engineering Stress ($\sigma$): The instantaneous tensile load $F$ divided by the original, undeformed cross-sectional area $A_0$:
$$\sigma = \frac{F}{A_0} \quad \left[\frac{\text{N}}{\text{m}^2} = \text{Pa}, \text{ commonly reported in MPa } (1 \text{ MPa} = 10^6 \text{ N/m}^2 = 1 \text{ N/mm}^2) \text{ or psi / ksi}\right]$$
Engineering Strain ($\varepsilon$): The change in gauge length $\Delta l = l - l_0$ divided by the original gauge length $l_0$:
$$\varepsilon = \frac{\Delta l}{l_0} = \frac{l - l_0}{l_0} \quad [\text{dimensionless, or m/m, in/in, or percentage } \varepsilon \times 100\%]$$
Part (b): Calculations for AISI 1045 Steel Specimen
Hooke's Law in Tension: Young's Modulus of Elasticity and Atomic Bonding
For most engineering metals subjected to low stresses, deformation is linear and completely reversible (elastic).
State Hooke's Law in 1D tension:
$$\sigma = E \varepsilon$$
Define the Modulus of Elasticity (Young's Modulus $E$) and state its standard units.
Explain the microscopic physical origin of Young's modulus in terms of the interatomic potential energy well $E_N(r)$ and interatomic force curve $F(r)$. Show that $E \propto \left.\frac{d^2 E_N}{dr^2}\right|_{r_0}$.
Rank metals, ceramics, and polymers in order of decreasing Young's modulus, and explain why heating a metal causes its modulus of elasticity to decrease.
Using the data from Problem 1 ($\sigma = 349.7 \text{ MPa}$ at $\varepsilon = 1.70 \times 10^{-3}$ in the linear elastic regime), calculate Young's modulus $E$ for the steel specimen in gigapascals ($\text{GPa}$).
Step-by-Step Technical Solution & Analysis
Part (a): Hooke's Law and Young's Modulus
$$\sigma = E \varepsilon \implies E = \frac{\sigma}{\varepsilon}$$
Young's Modulus $E$ represents the mechanical stiffness of a material—its resistance to elastic elongation under applied tensile stress. Standard units: $\text{Pa}$ or $\mathbf{\text{GPa}}$ ($1 \text{ GPa} = 10^9 \text{ Pa} = 10^3 \text{ MPa}$).
Part (b): Atomic Origin of Elastic Modulus
Under small elastic tensile strains, external stress slightly displaces atoms from their equilibrium separation distance $r_0$ against attractive and repulsive interatomic forces. The restoring force per unit displacement is the interatomic force constant $k_0$:
Because macroscopic stress scales as force per atomic area ($\sigma \sim F/r_0^2$) and strain scales as fractional displacement ($\varepsilon \sim \Delta r / r_0$):
Thus, Young's modulus is directly proportional to the curvature (steepness) of the interatomic potential energy well at the equilibrium separation $r_0$.
Part (c): Materials Ranking and Temperature Effect
Polymers (e.g., Nylon $2\text{--}4\text{ GPa}$, Polyethylene $0.2\text{--}1.0\text{ GPa}$): Intermolecular bonding is governed by weak secondary van der Waals forces, yielding shallow potential wells.
Temperature Dependence: As temperature rises, increased thermal vibration amplitudes expand the average interatomic separation ($r > r_0$). At larger separation, the curvature of the potential energy well $\frac{d^2 E_N}{dr^2}$ decreases, causing Young's modulus to decline monotonically with temperature ($dE/dT < 0$).
Lateral Elastic Contraction and Poisson's Ratio: Theoretical Bounds and Values
When a solid rod is pulled in tension, its longitudinal elongation is accompanied by a simultaneous lateral contraction.
Define Poisson's Ratio ($\nu$) mathematically for uniaxial loading along the $z$-axis:
$$\nu = -\frac{\varepsilon_{\text{lateral}}}{\varepsilon_{\text{axial}}} = -\frac{\varepsilon_x}{\varepsilon_z} = -\frac{\varepsilon_y}{\varepsilon_z}$$
Why is the negative sign included in the definition?
State the theoretical thermodynamic bounds for Poisson's ratio in isotropic solids ($-1 \le \nu \le 0.5$). Explain the physical significance of $\nu = 0.5$ (incompressibility) and $\nu = 0$ (cork).
What are auxetic materials ($\nu < 0$), and what unusual geometric behavior do they exhibit when pulled in tension?
A cylindrical copper bar ($E = 110 \text{ GPa}, \nu = 0.34$) with initial diameter $d_0 = 10.000 \text{ mm}$ is loaded in tension by $F = 15.0 \text{ kN}$ within its elastic limit. Calculate the change in diameter $\Delta d$ in micrometers.
Under uniaxial tension, the axial strain is positive ($\varepsilon_{\text{axial}} > 0$), while the lateral dimensions contract, making lateral strain negative ($\varepsilon_{\text{lateral}} < 0$). The negative sign is explicitly inserted so that Poisson's ratio is a positive dimensionless number for conventional engineering materials.
Part (b): Theoretical Bounds for Isotropic Solids ($-1 \le \nu \le 0.5$)
From continuum elasticity, positive strain energy requires that both shear modulus $G = \frac{E}{2(1+\nu)} > 0$ and bulk modulus $K = \frac{E}{3(1-2\nu)} > 0$. This imposes the strict mathematical bounds:
$$-1.0 \le \nu \le 0.5$$
$\nu = 0.5$ (Perfect Incompressibility): The material deforms with zero change in volume ($\Delta V / V = 0$). Typical of rubber, elastomers, and plastically deforming metals.
$\nu = 0$ (Zero Lateral Strain): Uniaxial tension causes elongation with zero lateral contraction. Typical of cellular cork (allowing wine corks to be pushed into bottles without expanding radially).
Common Metals: Most engineering metals exhibit $\nu \approx 0.28\text{ to }0.35$ (e.g., steel $\sim 0.30$, aluminum $\sim 0.33$, copper $\sim 0.34$).
Part (c): Auxetic Materials ($\nu < 0$)
Auxetic materials possess negative Poisson's ratios ($\nu < 0$). When pulled in longitudinal tension, their lateral dimensions expand perpendicularly rather than contracting (due to re-entrant re-folding cellular microstructures). Used in blast-resistant armor, gore-tex vascular stents, and high-energy absorption footwear.
Part (d): Calculation for Copper Bar ($d_0 = 10.00 \text{ mm}, F = 15.0 \text{ kN}$)
Bulk Modulus ($K$) relating hydrostatic pressure $P$ to fractional volume change $\Delta V / V_0$.
State the isotropic elasticity relationships linking $G$ and $K$ to Young's modulus $E$ and Poisson's ratio $\nu$:
$$G = \frac{E}{2(1 + \nu)}, \quad K = \frac{E}{3(1 - 2\nu)}$$
Prove that the volumetric strain (dilatation $e = \Delta V / V_0$) under uniaxial tensile stress $\sigma_z$ is given by:
$$e = \frac{\Delta V}{V_0} = \varepsilon_z (1 - 2\nu) = \frac{\sigma_z}{E}(1 - 2\nu)$$
Confirm that for $\nu = 0.5$, volumetric strain is identically zero.
Titanium has $E = 107 \text{ GPa}$ and $\nu = 0.34$. Calculate its Shear Modulus $G$ and Bulk Modulus $K$ in gigapascals.
Step-by-Step Technical Solution & Analysis
Part (a): Definitions of $G$ and $K$
Shear Modulus ($G$): The ratio of shear stress $\tau$ to engineering shear strain $\gamma$:
$$\tau = G \gamma \implies G = \frac{\tau}{\gamma} \quad [\text{GPa}]$$
Bulk Modulus ($K$): The ratio of uniform hydrostatic pressure $P = -\sigma_h$ to the resulting fractional volumetric compression:
$$P = -K \left(\frac{\Delta V}{V_0}\right) \implies K = -\frac{P}{\Delta V / V_0} \quad [\text{GPa}]$$
Part (b): Interrelationships in Isotropic Elasticity
$$G = \frac{E}{2(1 + \nu)}, \quad K = \frac{E}{3(1 - 2\nu)}, \quad E = \frac{9KG}{3K + G}$$
Part (c): Proof of Volumetric Strain Equation
Consider an infinitesimal cube of dimensions $L_0 \times L_0 \times L_0$ subjected to uniaxial tensile stress along $z$. The principal strains are:
Problem 05Yielding & Tensile ParametersFundamental
Plastic Yielding: The 0.2% Strain Offset Yield Strength Construction
Because most engineering metals exhibit a gradual transition from elastic to plastic deformation without an abrupt kink, yield strength is standardized using the 0.2% offset method.
Explain the detailed geometric procedure for determining the 0.2% Offset Yield Strength ($\sigma_y$ or $\sigma_{0.2}$) from an engineering stress-strain curve according to ASTM E8.
Why is a plastic offset of $\varepsilon_{\text{offset}} = 0.002$ ($0.2\%$) chosen rather than $0.000$ or $0.05$?
The linear elastic portion of a tensile curve for an aluminum alloy ($E = 70.0 \text{ GPa}$) passes through the origin. Plastic yielding begins gradually. The measured total engineering strain at a stress of $\sigma = 310 \text{ MPa}$ is $\varepsilon_{\text{total}} = 0.00643$. Determine whether the material has reached, exceeded, or not yet reached its 0.2% offset yield point at this stress.
Step-by-Step Technical Solution & Analysis
Part (a): Geometric Construction of the 0.2% Offset Yield Strength
Plot the experimental engineering stress-strain curve ($\sigma$ vs. $\varepsilon$).
Determine the slope of the initial linear elastic region, which defines Young's modulus $E$.
On the strain axis ($\sigma = 0$), locate the point corresponding to a permanent offset strain of $\varepsilon = 0.002$ ($0.2\%$).
Draw a straight construction line starting from $(0.002, 0)$ directed parallel to the linear elastic line (slope $= E$).
The intersection point where this parallel offset line crosses the stress-strain curve defines the 0.2% offset yield strength ($\sigma_y$ or $\sigma_{0.2}$).
Part (b): Why $\varepsilon_{\text{offset}} = 0.002$ ($0.2\%$) Was Chosen
True microscopic plastic deformation begins at the proportional limit ($\sigma_{pl}$), where the curve first deviates from linearity. However, measuring $\sigma_{pl}$ is highly subjective and depends strongly on extensometer sensitivity and noise. A small offset of $0.002$ ($0.2\%$) represents a tiny, acceptable permanent plastic deformation that can be reproduced with high precision across different laboratories and testing machines, providing an unambiguous engineering design criterion.
Part (c): Evaluation for Aluminum Alloy ($\sigma = 310 \text{ MPa}, \varepsilon_{\text{total}} = 0.00643$)
Total strain is the sum of recoverable elastic strain and permanent plastic strain:
Because the plastic strain is precisely $\varepsilon_{\text{plastic}} = 0.00200$ ($0.200\%$), this stress point lies exactly on the offset line! Therefore, the 0.2% offset yield strength of this alloy is precisely $\mathbf{\sigma_y = 310 \text{ MPa}}$.
Problem 06Yielding & Tensile ParametersIntermediate
The Yield Point Phenomenon: Upper/Lower Yield Points, Lüders Bands, and Cottrell Pinning
Certain structural alloys, most notably low-carbon mild steels, exhibit an anomalous yield point phenomenon with distinct upper and lower yield points.
Differentiate between:
Upper Yield Point ($\sigma_{\text{uy}}$)
Lower Yield Point ($\sigma_{\text{ly}}$)
Yield Point Elongation (YPE)
Explain the microscopic mechanism responsible for the upper yield point using Cottrell atmosphere dislocation pinning by interstitial carbon and nitrogen atoms.
Describe what happens microstructurally during the flat yield point elongation region. What are Lüders bands (stretcher strains)?
In design engineering, which yield point ($\sigma_{\text{uy}}$ or $\sigma_{\text{ly}}$) is used as the design parameter, and why?
Step-by-Step Technical Solution & Analysis
Part (a): Yield Point Phenomenon Definitions
Upper Yield Point ($\sigma_{\text{uy}}$): The temporary peak stress where plastic deformation first initiates. After this peak, the stress drops abruptly without increasing load. Highly sensitive to testing machine stiffness and specimen alignment.
Lower Yield Point ($\sigma_{\text{ly}}$): The stable, relatively constant plateau stress at which plastic deformation propagates across the specimen gauge length.
Yield Point Elongation (YPE): The heterogeneous plastic strain that accumulates at constant lower yield stress before continuous strain hardening commences (typically $1\text{--}4\%$ strain).
Part (b): Dislocation Pinning Mechanism (Cottrell Atmospheres)
In low-carbon steel, interstitial carbon and nitrogen atoms segregate to the dilated tensile regions beneath edge dislocation cores, forming dense solute clouds known as Cottrell atmospheres. These solute atmospheres anchor (pin) dislocations firmly in place. To initiate plastic flow, an exceptionally high stress ($\sigma_{\text{uy}}$) must be applied to tear dislocations away from their pinning solute atmospheres. Once torn free, these unpinned dislocations multiply catastrophically and glide with extreme ease at a much lower glide resistance, causing the stress to drop abruptly to the lower yield point ($\sigma_{\text{ly}}$).
Part (c): Lüders Bands Propagation (Yield Point Elongation)
During the yield point elongation, deformation does not occur uniformly throughout the specimen. Instead, one or more localized bands of plastic shear (oriented at approximately $45^\circ\text{--}50^\circ$ to the tensile axis) nucleate at stress concentrators (such as specimen shoulders) and propagate steadily along the gauge section at constant lower yield stress. These visible surface markings are termed Lüders bands or stretcher-strain marks. Once the entire gauge length has been swept by Lüders bands, uniform strain hardening begins.
Part (d): Design Engineering Practice
Structural engineering design codes universally specify the lower yield strength ($\sigma_{\text{ly}}$) as the design allowable. The upper yield point is unreliable because minor vibrations, slight specimen misalignment, or tiny surface scratches can prematurely trigger dislocation unpinning, dropping the load-bearing capacity immediately to the lower yield stress.
Upper Yield: Dislocation breakout from Cottrell atmospheres • Lower Yield: Mobile dislocation glide. Lüders Bands: Heterogeneous shear bands propagating along gauge section during yield point elongation. Design Standard: Lower yield strength $\sigma_{\text{ly}}$ is strictly used for engineering design safety.
Problem 07Yielding & Tensile ParametersIntermediate
Elimination of Stretcher Strains: Skin-Pass Temper Rolling and Dynamic Strain Aging
In the automotive stamping of outer body panels (hoods, fenders, doors), the formation of visible Lüders bands during deep drawing results in unacceptable surface roughness (orange-peel effect).
Explain how skin-pass (temper) rolling (a light cold rolling pass of $0.5\text{--}1.5\%$ reduction) eliminates the yield point phenomenon and suppresses stretcher strains in deep-drawing steels.
What is strain aging (static strain aging), and why must temper-rolled steel sheets be stamped into automotive body panels within a few weeks of rolling?
How does the addition of small amounts of Titanium or Aluminum (Interstitial-Free / IF steels) prevent strain aging permanently?
Step-by-Step Technical Solution & Analysis
Part (a): Mechanism of Skin-Pass (Temper) Rolling
Skin-pass rolling applies a tiny cold reduction of $0.5\text{--}1.5\%$ between smooth steel rolls. This slight plastic deformation breaks all pinned dislocations free from their Cottrell atmospheres throughout the sheet and introduces a small population of fresh, mobile dislocations ($\sim 10^9 \text{ cm}^{-2}$). When the temper-rolled sheet is subsequently stamped in a press, these pre-existing mobile dislocations immediately glide uniformly across the entire part. The stress-strain curve shows a smooth, continuous elastic-to-plastic transition with zero yield point drop and zero Lüders bands, producing flawless, mirror-smooth automotive outer panels.
Part (b): Static Strain Aging During Storage
If temper-rolled steel coils sit in a warehouse at room temperature ($25^\circ\text{C}$) for several weeks or months, dissolved interstitial carbon and nitrogen atoms diffuse slowly through the ferrite lattice ($D_{\text{N}} \sim 10^{-20} \text{ m}^2/\text{s}$). Driven by elastic strain relief, they migrate to the newly created dislocations and re-form Cottrell atmospheres, pinning them once again. As a consequence, the sharp yield point and yield point elongation spontaneously return, accompanied by an increase in yield strength and a loss of ductility. If stamped after aging, the sheet develops severe stretcher-strain wrinkles and may tear during deep drawing.
Part (c): Interstitial-Free (IF) Steels
In modern Interstitial-Free (IF) steels, tiny microalloying additions of Titanium and Niobium (e.g., $0.02\text{ wt}\%\text{ Ti/Nb}$) are added during vacuum degassing. Titanium and Niobium have an immense chemical affinity for carbon and nitrogen, precipitating all interstitial solutes as ultra-stable microscopic carbo-nitrides ($\text{TiN}, \text{TiC}, \text{NbC}$). This purges the ferrite matrix of free interstitial carbon and nitrogen ($C_{\text{free}} < 0.001\text{ wt}\%$). Without dissolved interstitials, Cottrell atmospheres cannot form, rendering the steel completely immune to strain aging indefinitely.
Skin-Pass Rolling ($0.5\text{--}1.5\%$): Unpins dislocations, eliminating yield drop and stretcher strains. Strain Aging: Interstitial diffusion re-pins dislocations after weeks of storage, restoring Lüders bands. IF Steels: Microalloying with $\text{Ti/Nb}$ precipitates all free interstitials, preventing strain aging permanently.
Problem 08Yielding & Tensile ParametersFundamental
Ultimate Tensile Strength (UTS): Maximum Load Capacity and the Onset of Necking
The Ultimate Tensile Strength (UTS) represents the peak engineering stress sustained by a material during a uniaxial tensile test.
Define Tensile Strength (UTS / $\sigma_u$) mathematically in terms of maximum applied load $F_{\max}$ and original area $A_0$.
Explain the physical competition between strain hardening and geometric cross-sectional area reduction that produces the maximum on the engineering stress-strain curve.
Prove that the mathematical condition defining the peak of the engineering stress-strain curve is:
$$\left.\frac{d\sigma}{d\varepsilon}\right|_u = 0 \iff \left.\frac{dF}{dl}\right|_{\max} = 0$$
and that this point marks the transition from uniform elongation to localized necking.
A cylindrical aluminum tensile bar ($d_0 = 12.8 \text{ mm}$) sustains a maximum tensile load of $F_{\max} = 54.2 \text{ kN}$ before necking begins. Calculate the Ultimate Tensile Strength in megapascals.
where $F_{\max}$ is the absolute maximum tensile load registered by the load cell, and $A_0$ is the original, undeformed cross-sectional area of the gauge section.
Part (b): Physical Competition Mechanism
During plastic deformation, two opposing physical effects govern the load-bearing capacity $F = \sigma_T A$:
Strain Hardening: Dislocation multiplication and interaction increase the intrinsic flow stress $\sigma_T$ of the metal, enabling it to support greater load.
Cross-Sectional Area Reduction: As the specimen elongates in tension, its instantaneous cross-sectional area $A$ continuously shrinks (Poisson contraction and volume conservation), reducing the physical amount of material carrying the load.
Prior to UTS, strain hardening outpaces area reduction ($d\sigma_T / \sigma_T > |dA| / A$), so the required load $F$ increases, and deformation remains perfectly uniform along the gauge length. At UTS, the rate of area reduction exactly balances the rate of strain hardening ($dF = 0$). Beyond UTS, geometric area reduction dominates, and deformation concentrates into a localized zone (necking).
Part (c): Mathematical Condition at Maximum Load
Since engineering stress is $\sigma = F/A_0$ and original area $A_0$ is constant:
Before this point, plastic deformation is uniformly distributed over the entire gauge length ($l_0$). At and beyond this point, plastic strain localizes within a narrow necking zone; the engineering stress drops because the load cell registers falling load, even though the true local stress in the neck continues to rise until fracture.
Part (d): Calculation for Aluminum Bar ($d_0 = 12.8 \text{ mm}, F_{\max} = 54.2 \text{ kN}$)
UTS Definition: $\sigma_u = \frac{F_{\max}}{A_0} \implies \left.\frac{d\sigma}{d\varepsilon}\right|_u = 0$. Physical Onset: Marks the exact transition from uniform plastic elongation to localized necking. Calculated UTS: $\sigma_{\text{UTS}} = \mathbf{421.2 \text{ MPa}}$.
Problem 09Yielding & Tensile ParametersFundamental
Ductility Quantification: Percentage Elongation, Reduction in Area, and Gauge Length Sensitivity
Ductility is a measure of the degree of plastic deformation that a material can sustain prior to fracture.
State the mathematical definitions and formulas for:
Percentage Elongation (%EL)
Percentage Reduction in Area (%RA)
defining original and post-fracture dimensions ($l_0, l_f, A_0, A_f$).
Why is Percentage Elongation (%EL) heavily dependent on the chosen original gauge length $l_0$ (e.g., $l_0 = 2 \text{ in}$ vs. $l_0 = 8 \text{ in}$), whereas Percentage Reduction in Area (%RA) is virtually independent of gauge length?
A round tensile specimen with initial diameter $d_0 = 12.80 \text{ mm}$ and gauge length $l_0 = 50.00 \text{ mm}$ is pulled to fracture. The two fractured pieces are fitted together:
$$l_f = 64.50 \text{ mm}, \quad d_f = 8.60 \text{ mm} \quad (\text{at necked fracture surface})$$
Calculate %EL and %RA for this alloy. Classify whether the material is ductile or brittle.
Step-by-Step Technical Solution & Analysis
Part (a): Mathematical Formulas for Ductility
Percentage Elongation (%EL):
$$\% \text{EL} = \frac{l_f - l_0}{l_0} \times 100\%$$
where $l_0$ is original gauge length and $l_f$ is final gauge length measured across the fitted fracture faces.
Percentage Reduction in Area (%RA):
$$\% \text{RA} = \frac{A_0 - A_f}{A_0} \times 100\%$$
where $A_0 = \frac{\pi d_0^2}{4}$ is original area and $A_f = \frac{\pi d_f^2}{4}$ is minimum cross-sectional area at the fractured neck.
Part (b): Gauge Length Sensitivity of %EL vs. %RA
Total plastic elongation is the sum of uniform elongation ($\Delta l_{\text{uniform}} \propto l_0$) and localized necking elongation ($\Delta l_{\text{neck}}$, which depends only on specimen diameter $d_0$, independent of $l_0$):
As original gauge length $l_0$ increases (e.g., from 2 inches to 8 inches), the constant localized necking elongation $\Delta l_{\text{neck}}$ is averaged over a much longer length, causing reported %EL to drop significantly. (Therefore, ASTM standards mandate reporting gauge length, typically $l_0 = 4 d_0$ or $5 d_0$). Conversely, %RA measures true local plastic strain directly at the neck fracture surface, making it an intrinsic local material property independent of gauge length.
Classification: Materials exhibiting fracture elongation greater than $5\%$ are classified as ductile. With $\% \text{EL} = 29\%$ and $\% \text{RA} \approx 55\%$, this alloy is highly ductile.
Percentage Elongation: $\% \text{EL} = \mathbf{29.0\%}$. Percentage Reduction in Area: $\% \text{RA} = \mathbf{54.9\%}$.
Classified as highly ductile (%EL $\gg 5\%$). %RA is an intrinsic local parameter independent of gauge length.
Problem 10Yielding & Tensile ParametersIntermediate
Modulus of Resilience: Elastic Energy Absorption and Mechanical Spring Design
The modulus of resilience $U_r$ quantifies the capacity of a material to absorb mechanical energy during elastic loading and release it completely upon unloading.
Derive the mathematical formula for the Modulus of Resilience ($U_r$) by integrating the linear elastic stress-strain curve from $\varepsilon = 0$ to the yield strain $\varepsilon_y$:
$$U_r = \int_0^{\varepsilon_y} \sigma d\varepsilon = \frac{\sigma_y^2}{2E}$$
State the SI units of $U_r$.
In mechanical suspension springs and archery bows, the engineering design objective is to maximize elastic energy storage per unit volume. From the derived formula, state the two mechanical property criteria that a spring alloy must possess.
Calculate $U_r$ for:
A structural mild steel: $\sigma_y = 250 \text{ MPa}, E = 207 \text{ GPa}$.
A high-strength spring steel (quenched and tempered 5160): $\sigma_y = 1500 \text{ MPa}, E = 207 \text{ GPa}$.
A high-strength titanium alloy (Ti-6Al-4V aged): $\sigma_y = 1100 \text{ MPa}, E = 114 \text{ GPa}$.
Which material stores the most elastic energy per unit volume?
Step-by-Step Technical Solution & Analysis
Part (a): Mathematical Derivation of $U_r$
Modulus of resilience is the strain energy density (energy per unit volume) absorbed elastically up to the yield point:
Comparison: High-strength spring steel stores 36 times more elastic energy than mild steel! Titanium is virtually equal to spring steel in volumetric resilience ($5.31 \text{ MJ/m}^3$ vs $5.44 \text{ MJ/m}^3$), but because titanium has nearly half the density of steel ($4.43 \text{ g/cm}^3$ vs $7.85 \text{ g/cm}^3$), titanium stores nearly double the elastic energy per unit weight ($U_r / \rho$), making it the premier choice for high-performance aerospace and racing vehicle springs.
Modulus of Resilience: $$U_r = \frac{\sigma_y^2}{2E} \quad [\text{J/m}^3]$$
Mild Steel: $\mathbf{0.15 \text{ MJ/m}^3}$ • Spring Steel: $\mathbf{5.44 \text{ MJ/m}^3}$ • Titanium: $\mathbf{5.31 \text{ MJ/m}^3}$.
High $\sigma_y$ and low $E$ maximize spring energy storage.
Problem 11Yielding & Tensile ParametersIntermediate
Modulus of Toughness: Total Energy Absorbed Prior to Fracture
The modulus of toughness $U_t$ represents the total mechanical energy per unit volume that a material absorbs before complete fracture occurs.
State the mathematical definition of the Modulus of Toughness ($U_t$) as the total area under the complete engineering stress-strain curve from $\varepsilon = 0$ to fracture strain $\varepsilon_f$:
$$U_t = \int_0^{\varepsilon_f} \sigma d\varepsilon$$
State standard engineering numerical approximations used to estimate $U_t$ when the explicit curve is not integrated:
Modulus of toughness represents the work of deformation required to fracture the material. It combines both strength (how high the curve reaches) and ductility (how far to the right the curve extends).
Part (b): Engineering Approximation Formulas
Trapezoidal Average Rule: Approximates the plastic flow curve as a trapezoid between $\sigma_y$ and $\sigma_u$:
$$U_t \approx \left(\frac{\sigma_y + \sigma_u}{2}\right) \varepsilon_f$$
Ductile Power-Law Rule: For metals with extensive strain hardening, the area is approximated well by:
$$U_t \approx \sigma_y \varepsilon_f + \frac{\sigma_u - \sigma_y}{1 + n} \varepsilon_f \approx \frac{2}{3} \sigma_u \varepsilon_f$$
Part (c): High-Strength Ceramic vs. Ductile Steel Comparison
High-Strength Brittle Ceramic:
Because deformation is purely elastic up to fracture ($\sigma_y = \sigma_u = 2000 \text{ MPa}, \varepsilon_f = 0.005$):
$$U_t = \frac{1}{2} \sigma_u \varepsilon_f = \frac{1}{2} (2000 \text{ MPa}) \times (0.005) = \mathbf{5.0 \text{ MJ/m}^3}$$
Despite having an immense strength of $2000 \text{ MPa}$, its infinitesimal fracture strain ($0.5\%$) limits energy absorption severely.
Medium-Strength Ductile Steel ($\sigma_y = 350 \text{ MPa}, \sigma_u = 550 \text{ MPa}, \varepsilon_f = 0.25$):
$$U_t \approx \left(\frac{350 + 550}{2} \text{ MPa}\right) \times 0.25 = (450 \text{ MPa}) \times 0.25 = \mathbf{112.5 \text{ MJ/m}^3}$$
The ductile steel absorbs 22.5 times more fracture energy than the ultra-strong ceramic!
Physical Principle: High strength alone is useless under impact or shock loading if not accompanied by sufficient ductility. Toughness requires a balanced combination of high yield/tensile strength AND large plastic ductility.
Modulus of Toughness: $$U_t = \int_0^{\varepsilon_f} \sigma d\varepsilon \approx \left(\frac{\sigma_y+\sigma_u}{2}\right)\varepsilon_f$$
Brittle Ceramic: $U_t = \mathbf{5.0 \text{ MJ/m}^3}$ • Ductile Steel: $U_t = \mathbf{112.5 \text{ MJ/m}^3}$ ($\mathbf{22.5\times}$ higher).
Toughness requires both high strength and large plastic elongation.
Problem 12Yielding & Tensile ParametersAdvanced
Comprehensive Tensile Test Data Reduction: Complete Property Evaluation
A standard cylindrical tensile specimen of an experimental titanium-aluminum alloy is tested to destruction according to ASTM E8.
Problem 13True Stress-Strain & PlasticityFundamental
True Stress and True Strain: Physical Distinction from Engineering Parameters
Engineering stress and strain are based on initial undeformed dimensions, obscuring the true physical state of the metal during large plastic deformation.
State the mathematical definitions of:
True Stress ($\sigma_T$) in terms of instantaneous load $F$ and instantaneous cross-sectional area $A_i$.
True Strain ($\varepsilon_T$) defined as the integral of incremental strain increments $dl/l$ from original length $l_0$ to instantaneous length $l_i$:
$$\varepsilon_T = \int_{l_0}^{l_i} \frac{dl}{l} = \ln\left(\frac{l_i}{l_0}\right)$$
Explain why the engineering stress-strain curve exhibits an artificial downward drop after necking, whereas the true stress-strain curve continues to rise monotonically until fracture.
Explain why true strains are additive ($\varepsilon_{T, \text{total}} = \varepsilon_{T, 1} + \varepsilon_{T, 2}$), whereas engineering strains are not.
Step-by-Step Technical Solution & Analysis
Part (a): Mathematical Definitions of True Stress and Strain
True Stress ($\sigma_T$): The instantaneous tensile load $F$ divided by the actual instantaneous cross-sectional area $A_i$ carrying that load:
$$\sigma_T = \frac{F}{A_i} \quad [\text{MPa}]$$
True Strain ($\varepsilon_T$, Hencky / Logarithmic Strain): The sum of all incremental strain changes referenced to the instantaneous length $l$ at each step of deformation:
$$\varepsilon_T = \int_{l_0}^{l_i} \frac{dl}{l} = \left[\ln l\right]_{l_0}^{l_i} = \ln\left(\frac{l_i}{l_0}\right)$$
Part (b): Why Engineering Stress Drops While True Stress Rises
Engineering stress is calculated as $\sigma = F / A_0$, dividing instantaneous load $F$ by the fixed original area $A_0$. Once localized necking begins at UTS, the cross-sectional area at the neck drops much faster than the rate of strain hardening. Consequently, the total load $F$ required to continue deforming the shrinking neck decreases, causing the engineering stress curve to curve downward.
True stress $\sigma_T = F / A_{\text{neck}}$ divides by the true local area of the neck, which is shrinking rapidly. Because dislocations continue to multiply and tangle within the neck, the metal continues to work-harden right up to the final microsecond of fracture. Thus, the true stress $\sigma_T$ rises monotonically throughout the entire test.
Part (c): Additivity of True Strain
Suppose a metal bar is deformed from length $l_0$ to $l_1$, and then subsequently deformed from $l_1$ to $l_2$:
For engineering strain: $\varepsilon_1 = \frac{l_1 - l_0}{l_0}, \varepsilon_2 = \frac{l_2 - l_1}{l_1}$. The sum $\varepsilon_1 + \varepsilon_2 \neq \frac{l_2 - l_0}{l_0}$ because the reference baseline changes from $l_0$ to $l_1$. The logarithmic nature of true strain makes it mathematically rigorous and additive across multi-step metal forming operations (rolling, drawing, forging).
True Stress & Strain: $$\sigma_T = \frac{F}{A_i}, \quad \varepsilon_T = \ln\left(\frac{l_i}{l_0}\right)$$
Engineering stress drop after necking is an artifact of dividing by fixed $A_0$; true stress rises continuously.
True strains are strictly additive: $\varepsilon_{T, \text{total}} = \sum \varepsilon_{T, i}$.
Problem 14True Stress-Strain & PlasticityIntermediate
Derivation of True vs. Engineering Conversion Equations Under Constant Volume
Prior to the onset of necking, true stress and true strain can be directly converted from engineering stress and engineering strain.
Assuming constant volume during plastic deformation ($V = A_i l_i = A_0 l_0$), derive the standard conversion relationships:
$$\varepsilon_T = \ln(1 + \varepsilon)$$
$$\sigma_T = \sigma (1 + \varepsilon)$$
At an engineering strain of $\varepsilon = 0.050$ ($5\%$), compare $\varepsilon$ with $\varepsilon_T$, and $\sigma$ with $\sigma_T$.
At an engineering strain of $\varepsilon = 0.300$ ($30\%$), calculate $\varepsilon_T$, and calculate the percentage discrepancy between engineering and true stress.
Why are these conversion formulas strictly invalid after the onset of localized necking?
Step-by-Step Technical Solution & Analysis
Part (a): Mathematical Derivation of Conversion Equations
By definition of engineering strain: $\varepsilon = \frac{l_i - l_0}{l_0} = \frac{l_i}{l_0} - 1 \implies \frac{l_i}{l_0} = 1 + \varepsilon$.
At large strains, true stress is $30\%$ higher than engineering stress, and true strain is $12.5\%$ lower than engineering strain.
Part (d): Invalidation After Necking Onset
The derivation relied on the assumption that elongation and area contraction are uniform along the entire gauge length ($l_i / l_0 = A_0 / A_i$). The instant necking begins, deformation concentrates into a tiny localized necking zone. The rest of the gauge section stops deforming (and actually unloads elastically!). Measuring $l_i$ across the overall gauge length no longer reflects the severe localized strain inside the neck. After necking, true stress and true strain can only be obtained by measuring the actual instantaneous neck diameter $d_i$ directly:
Conversion Laws: $$\varepsilon_T = \ln(1+\varepsilon), \quad \sigma_T = \sigma(1+\varepsilon)$$
Valid strictly up to the onset of necking (uniform deformation).
Beyond necking, true parameters must be measured directly from actual neck diameter $d_{\text{neck}}$.
Problem 15True Stress-Strain & PlasticityAdvanced
Post-Necking Plasticity: Triaxial Stress States and the Bridgman Correction Factor
Once localized necking forms in a cylindrical tensile bar, the geometry of the neck alters the internal stress field from simple uniaxial tension to a complex triaxial state.
Explain why the geometric curvature of the neck profile induces radial ($\sigma_r$) and circumferential ($\sigma_\theta$) tensile stresses in the interior of the neck, creating a hydrostatic tensile stress state ($\sigma_h > 0$) along the specimen centerline.
Why does the apparent average true stress $\sigma_{T, \text{avg}} = F / A_{\text{neck}}$ overestimate the true equivalent flow stress $\bar{\sigma}$ required for plastic dislocation slip?
State Bridgman's Correction Formula for calculating the true equivalent flow stress $\bar{\sigma}$:
$$\bar{\sigma} = \frac{\sigma_{T, \text{avg}}}{\left(1 + \frac{2R}{a}\right) \ln\left(1 + \frac{a}{2R}\right)}$$
defining the neck radius $a$ and profile radius of curvature $R$.
At fracture, a steel tensile bar has a neck radius $a = 4.0 \text{ mm}$ and neck curvature radius $R = 8.0 \text{ mm}$. The fracture load is $F_f = 60.0 \text{ kN}$. Calculate the uncorrected average true fracture stress $\sigma_{T, \text{avg}}$ and the true Bridgman-corrected flow stress $\bar{\sigma}$.
Step-by-Step Technical Solution & Analysis
Part (a): Origin of Triaxial Stresses in the Neck
Before necking, the specimen surface is straight and parallel; outer surface elements are traction-free, ensuring a strictly 1D uniaxial stress state ($\sigma_z = \sigma, \sigma_r = \sigma_\theta = 0$). When a curved neck forms, the longitudinal stress trajectories bend inward following the concave profile. To satisfy differential equilibrium of forces in cylindrical coordinates ($\frac{\partial\sigma_r}{\partial r} + \frac{\sigma_r - \sigma_\theta}{r} + \frac{\partial\tau_{rz}}{\partial z} = 0$), radial and hoop tensile stresses ($\sigma_r = \sigma_\theta > 0$) must develop inside the neck. These lateral tensile stresses reach their maximum at the center axis ($r = 0$), generating an intense triaxial hydrostatic tensile stress state ($\sigma_h = \frac{\sigma_z + 2\sigma_r}{3} > 0$) that drives ductile microvoid cavitation and initiates cup-and-cone fracture at the center.
Part (b): Overestimation by Average True Stress
According to the von Mises yield criterion, plastic dislocation glide is driven purely by deviatoric shear stresses ($\sigma_{\text{eff}} = \sigma_z - \sigma_r$), completely unaffected by hydrostatic tension $\sigma_h$. Because the lateral stresses $\sigma_r$ and $\sigma_\theta$ are positive (tensile), a higher longitudinal stress $\sigma_z$ is required to achieve the same effective shear stress $(\sigma_z - \sigma_r = \bar{\sigma})$. The simple average $\sigma_{T, \text{avg}} = F / A$ measures total longitudinal load, thus significantly overestimating the true material yield flow stress.
Problem 16True Stress-Strain & PlasticityFundamental
The Hollomon Power-Law Equation: Strength Coefficient $K$ and Strain-Hardening Exponent $n$
For most engineering metals subjected to plastic deformation, the true stress-strain curve in the uniform plastic region is described by the Hollomon equation.
State the Hollomon equation:
$$\sigma_T = K \varepsilon_T^n$$
Define the Strength Coefficient $K$ and the Strain-Hardening Exponent $n$. State their physical meanings and standard units.
What is the physical meaning of $n = 0$ (perfectly plastic solid) versus $n = 1$ (perfectly elastic solid)?
State typical values of $n$ for:
FCC metals with low stacking fault energy (e.g., 70-30 brass, austenitic stainless steel).
BCC metals (e.g., low-carbon structural steel).
Heavily cold-worked metals.
Explain why sheet metal stampings (e.g., automotive deep-drawn panels) require metals with high values of $n$ ($n \ge 0.20\text{--}0.45$).
$K$: Strength Coefficient. Represents the true stress required to sustain a true plastic strain of $\varepsilon_T = 1.0$ (since $1.0^n = 1$). Units: $\mathbf{\text{MPa}}$.
$n$: Strain-Hardening Exponent (dimensionless, typically $0.10 \le n \le 0.50$). It measures the ability of a metal to work-harden and resist strain localization under increasing plastic strain:
$$n = \frac{d(\ln\sigma_T)}{d(\ln\varepsilon_T)} = \frac{\varepsilon_T}{\sigma_T} \frac{d\sigma_T}{d\varepsilon_T}$$
Part (b): Physical Limiting Cases of $n$
$n = 0$ (Rigid-Perfectly Plastic): The flow stress is independent of strain ($\sigma_T = K = \text{const}$). The material exhibits zero work hardening; once yield is reached, deformation localizes instantly into a neck without uniform elongation (typical of lead at room temperature or metals undergoing superplastic flow).
$n = 1$ (Linear Elastic / Hardening): The flow stress increases linearly with strain ($\sigma_T = K \varepsilon_T$), behaving analogously to Hooke's law.
Part (c): Typical Magnitudes of $n$
Low-SFE FCC Metals (Brass, 304 Stainless): $n \approx 0.40\text{ to }0.55$ (exceptionally high strain-hardening rate due to wide partial dislocation ribbons blocking cross-slip).
High-SFE FCC Metals (Aluminum, Copper): $n \approx 0.20\text{ to }0.35$.
Heavily Cold-Worked Metals: $n \approx 0.02\text{ to }0.05$ (dislocation density is already saturated near $\sim 10^{12} \text{ cm}^{-2}$, leaving virtually zero capacity for further work hardening).
Part (d): Importance in Sheet Metal Deep Drawing
In sheet metal press stamping, the punch exerts intense tensile stretching over punch radii. If a local region thins slightly, a high-$n$ material rapidly work-hardens in that thinned area, raising its local flow stress. This forces subsequent deformation to shift to adjacent, thicker unhardened regions of the sheet. Thus, high $n$ spreads plastic deformation uniformly across the entire panel, suppressing necking, preventing tearing, and maximizing the maximum draw depth (Limiting Draw Ratio).
Hollomon Law: $$\sigma_T = K \varepsilon_T^n$$
$K$: Stress at $\varepsilon_T = 1.0$ • $n$: Strain hardening index ($0 < n < 1$).
High $n$ ($0.4\text{--}0.5$ in brass/stainless) delays localized necking, maximizing formability.
Problem 17True Stress-Strain & PlasticityIntermediate
Determination of Hollomon Parameters ($n$ and $K$) from Experimental Tensile Data
The strain-hardening exponent $n$ and strength coefficient $K$ are extracted from true stress-strain data using logarithmic linearization.
A low-alloy structural steel yields the following true stress-strain data points during uniform plastic deformation:
Point 1: At $\varepsilon_{T, 1} = 0.050$, $\sigma_{T, 1} = 485.0 \text{ MPa}$
Point 2: At $\varepsilon_{T, 2} = 0.180$, $\sigma_{T, 2} = 650.0 \text{ MPa}$
Derive the algebraic formulas for $n$ and $K$ by linearizing the Hollomon equation ($\ln\sigma_T = \ln K + n \ln\varepsilon_T$).
Calculate the strain-hardening exponent $n$ for this steel.
Calculate the strength coefficient $K$ in megapascals.
Predict the true stress required to sustain a true plastic strain of $\varepsilon_T = 0.100$.
Step-by-Step Technical Solution & Analysis
Part (a): Linearization Derivation
Taking the natural logarithm of both sides of $\sigma_T = K \varepsilon_T^n$:
$$\ln\sigma_T = \ln K + n \ln\varepsilon_T$$
Evaluating at two experimental points $(\varepsilon_{T, 1}, \sigma_{T, 1})$ and $(\varepsilon_{T, 2}, \sigma_{T, 2})$ and subtracting:
Considère's Construction: Mathematical Proof that $\varepsilon_{T, u} = n$ at Maximum Load
In 1885, Armand Considère derived the rigorous mathematical condition governing the onset of plastic instability (necking) in uniaxial tension.
Starting from the condition of maximum tensile load ($dF = 0$), derive Considère's Criterion in terms of true stress $\sigma_T$ and true strain $\varepsilon_T$:
$$\frac{d\sigma_T}{d\varepsilon_T} = \sigma_T$$
Explain the geometric interpretation of this condition on a plot of $\sigma_T$ versus $\varepsilon_T$.
Assuming the material follows the Hollomon power law $\sigma_T = K \varepsilon_T^n$, differentiate the equation and substitute into Considère's criterion to prove the famous theorem:
$$\varepsilon_{T, u} = n$$
stating that the true uniform strain at the onset of necking is identically equal to the strain-hardening exponent.
Calculate the maximum engineering strain $\varepsilon_u$ at necking for a brass alloy with $n = 0.45$.
Step-by-Step Technical Solution & Analysis
Part (a): Derivation of Considère's Criterion
The instantaneous tensile load supported by the specimen is $F = \sigma_T A$.
At the maximum load point (UTS), the differential of load is zero:
$$dF = 0 \implies d(\sigma_T A) = \sigma_T dA + A d\sigma_T = 0 \implies A d\sigma_T = -\sigma_T dA \implies \frac{d\sigma_T}{\sigma_T} = -\frac{dA}{A}$$
During plastic deformation, volume is strictly conserved ($V = A l = \text{const}$):
$$dV = A dl + l dA = 0 \implies -\frac{dA}{A} = \frac{dl}{l} \equiv d\varepsilon_T$$
Substituting $-\frac{dA}{A} = d\varepsilon_T$ into the load equation:
Geometric Interpretation: Necking begins at the exact point on the true stress-strain curve where the slope (the rate of strain hardening $\frac{d\sigma_T}{d\varepsilon_T}$) becomes numerically equal to the stress itself ($\sigma_T$). In Considère's geometric construction, drawing a tangent from $(-1, 0)$ on the true strain axis to the true stress-strain curve identifies the exact necking point.
Part (b): Proof that $\varepsilon_{T, u} = n$ for Hollomon Power Law
Given the Hollomon equation: $\sigma_T = K \varepsilon_T^n$. Differentiating with respect to $\varepsilon_T$:
$$\frac{d\sigma_T}{d\varepsilon_T} = \frac{d}{d\varepsilon_T}(K \varepsilon_T^n) = n K \varepsilon_T^{n-1} = n \left(\frac{K \varepsilon_T^n}{\varepsilon_T}\right) = \frac{n \sigma_T}{\varepsilon_T}$$
Equating this derivative to Considère's necking criterion ($\frac{d\sigma_T}{d\varepsilon_T} = \sigma_T$):
This elegant theorem proves that a material's capacity for uniform elongation prior to necking is dictated strictly by its strain-hardening exponent $n$.
Part (c): Maximum Engineering Strain for Brass ($n = 0.45$)
From Considère's theorem, true strain at necking is $\varepsilon_{T, u} = n = 0.45$.
Using the conversion formula $\varepsilon_T = \ln(1 + \varepsilon)$:
Problem 19True Stress-Strain & PlasticityIntermediate
Plastic Work of Deformation: Energy per Unit Volume in Bulk Metal Forming
In industrial bulk metalworking processes (cold rolling, wire drawing, forging), engineers must calculate the total mechanical work required to plastically deform a workpiece.
Derive the formula for the plastic work done per unit volume $w_p$ (in $\text{J/m}^3$) by integrating the Hollomon true stress-strain curve from $\varepsilon_T = 0$ to final plastic strain $\varepsilon_T$:
$$w_p = \int_0^{\varepsilon_T} \sigma_T d\varepsilon_T = \frac{K \varepsilon_T^{n+1}}{n + 1}$$
A cylindrical copper billet ($K = 320 \text{ MPa}, n = 0.35$) of initial diameter $d_0 = 50.0 \text{ mm}$ and length $l_0 = 100.0 \text{ mm}$ is cold-extruded into a rod of diameter $d_1 = 25.0 \text{ mm}$. Calculate:
The true extrusion strain $\varepsilon_T = 2\ln(d_0 / d_1)$.
The plastic work done per unit volume $w_p$ in $\text{MJ/m}^3$.
The total mechanical energy $W_{\text{total}}$ in kilojoules ($\text{kJ}$) required to extrude the billet.
Assuming $90\%$ of this plastic deformation work is converted into heat (Taylor-Quinney factor $\beta = 0.90$) under adiabatic high-speed forming, calculate the temperature rise $\Delta T$ of the extruded copper rod ($\rho = 8940 \text{ kg/m}^3, c_p = 385 \text{ J/(kg}\cdot\text{K)}$).
The plastic deformation work heats the freshly extruded copper rod by nearly $100^\circ\text{C}$!
Plastic Work Formula: $$w_p = \frac{K \varepsilon_T^{n+1}}{n+1} \implies w_p = \mathbf{368.4 \text{ MJ/m}^3}$$
True Strain: $\varepsilon_T = \mathbf{1.386}$ • Total Extrusion Work: $W_{\text{total}} = \mathbf{72.3 \text{ kJ}}$. Adiabatic Heating: $\Delta T = \mathbf{96.3^\circ\text{C}}$ temperature rise.
Problem 20Single-Crystal Plasticity & Schmid's LawFundamental
Schmid's Law: Geometric Derivation of Resolved Shear Stress $\tau_R$
Plastic deformation in crystalline solids occurs via shear slip along close-packed planes in close-packed directions.
Consider a cylindrical single-crystal tensile specimen of cross-sectional area $A_0$ loaded by uniaxial tensile force $F$. Let the slip plane normal vector $\mathbf{n}$ make angle $\phi$ with the tensile axis, and let the slip direction $\mathbf{s}$ make angle $\lambda$ with the tensile axis. Derive Schmid's Law for the resolved shear stress $\tau_R$:
$$\tau_R = \sigma \cos\phi \cos\lambda$$
where $\sigma = F / A_0$ is the applied engineering tensile stress.
Define the Schmid Factor $m = \cos\phi \cos\lambda$.
State the geometric restriction between angles $\phi$ and $\lambda$. What is the theoretical maximum value of the Schmid factor ($m_{\max}$), and at what specific angles does it occur?
Step-by-Step Technical Solution & Analysis
Part (a): Geometric Derivation of Schmid's Law
Consider a slip plane slicing through the cylindrical crystal at angle $\phi$ to the cross-sectional plane:
Area of the Slip Plane ($A_s$):
The normal to the slip plane makes angle $\phi$ with the tensile axis. The projected area on the horizontal plane is $A_0 = A_s \cos\phi$. Therefore, the actual area of the inclined slip plane is:
$$A_s = \frac{A_0}{\cos\phi}$$
Resolved Force Component along Slip Direction ($F_s$):
The tensile force $F$ acts along the specimen cylinder axis. The slip direction vector lies within the slip plane and makes angle $\lambda$ with the tensile force vector. The component of tensile force directed parallel to the slip direction is:
$$F_s = F \cos\lambda$$
Resolved Shear Stress ($\tau_R$):
By definition, shear stress is resolved shear force divided by slip plane area:
$$\tau_R = \frac{F_s}{A_s} = \frac{F \cos\lambda}{\frac{A_0}{\cos\phi}} = \left(\frac{F}{A_0}\right) \cos\phi \cos\lambda = \mathbf{\sigma \cos\phi \cos\lambda}$$
Part (b): The Schmid Factor $m$
$$m = \cos\phi \cos\lambda \implies \tau_R = m \cdot \sigma$$
The Schmid factor $m$ is a purely geometric orientation factor (dimensionless, $0 \le m \le 0.5$) that quantifies the fraction of applied tensile stress converted into shear stress driving dislocation motion on a specific slip system.
Part (c): Geometric Bounds and Maximum Schmid Factor
Because the slip direction $\mathbf{s}$ lies entirely within the slip plane, it is strictly perpendicular to the slip plane normal $\mathbf{n}$ ($\mathbf{s} \cdot \mathbf{n} = 0$). By spherical trigonometry, the sum of angles satisfies:
$$\phi + \lambda \ge 90^\circ$$
To maximize $m = \cos\phi \cos\lambda$, the tensile axis must lie in the plane containing both $\mathbf{n}$ and $\mathbf{s}$, giving $\phi + \lambda = 90^\circ \implies \lambda = 90^\circ - \phi$.
Schmid's Law: $$\tau_R = \sigma \cos\phi \cos\lambda = m \cdot \sigma$$
Schmid Factor: $m = \cos\phi \cos\lambda$ • Bounds: $0 \le m \le 0.5$. Maximum Value: $m_{\max} = \mathbf{0.500}$ when $\phi = \lambda = \mathbf{45^\circ}$.
Problem 21Single-Crystal Plasticity & Schmid's LawFundamental
Critical Resolved Shear Stress (CRSS): Single Crystal Yield Criterion
Plastic yielding in a single crystal initiates when the resolved shear stress on the most favorably oriented slip system reaches a critical threshold value.
State the Critical Resolved Shear Stress ($\tau_{\text{CRSS}}$) yield criterion. Explain why $\tau_{\text{CRSS}}$ is an intrinsic material property independent of crystal orientation, whereas the macroscopic tensile yield strength $\sigma_y$ varies wildly with orientation:
$$\sigma_y = \frac{\tau_{\text{CRSS}}}{m_{\max}} = \frac{\tau_{\text{CRSS}}}{(\cos\phi \cos\lambda)_{\max}}$$
Distinguish between a "soft orientation" ($m \approx 0.5$) and a "hard orientation" ($m \ll 0.5$).
What happens to macroscopic yield strength if the tensile axis is aligned precisely perpendicular to the slip plane ($\phi = 0^\circ$) or parallel to the slip plane ($\phi = 90^\circ$)?
A zinc single crystal (HCP, basal slip on $(0001)\langle 11\bar{2}0\rangle$) has $\tau_{\text{CRSS}} = 0.18 \text{ MPa}$. Calculate the macroscopic tensile yield strength $\sigma_y$ when the tensile axis is oriented such that $\phi = 62.0^\circ$ and $\lambda = 34.0^\circ$.
Step-by-Step Technical Solution & Analysis
Part (a): CRSS Yield Criterion
Plastic deformation initiates in a single crystal when the resolved shear stress $\tau_R$ on any available slip system first reaches the Critical Resolved Shear Stress ($\tau_{\text{CRSS}}$):
$\tau_{\text{CRSS}}$ represents the intrinsic lattice resistance (Peierls-Nabarro friction stress + obstacle resistance) required to move dislocations along close-packed planes. It is a fundamental thermodynamic material property for a given metal and temperature, completely independent of how the tensile specimen is cut. In contrast, the macroscopic tensile yield strength $\sigma_y$ is:
Because the Schmid factor $m_{\max}$ depends entirely on specimen loading orientation, $\sigma_y$ is highly anisotropic.
Part (b) & (c): Soft Orientations, Hard Orientations, and Singularities
Soft Orientation ($m \to 0.5$): The slip plane and slip direction both make $\approx 45^\circ$ with the tensile axis. The applied tensile stress is maximally converted into resolved shear stress. Macroscopic yield strength reaches its absolute minimum: $\sigma_{y, \min} = \frac{\tau_{\text{CRSS}}}{0.5} = \mathbf{2 \tau_{\text{CRSS}}}$.
Hard Orientation ($m \to 0$): The slip system is oriented unfavorably. Extremely high macroscopic tensile stress is required to produce even minimal shear stress.
Singularities ($\phi = 0^\circ$ or $\phi = 90^\circ$):
If $\phi = 0^\circ$ (tension normal to slip plane): $\lambda = 90^\circ \implies \cos\lambda = 0 \implies m = 0$.
If $\phi = 90^\circ$ (tension in slip plane): $\cos\phi = 0 \implies m = 0$.
In both cases, $\tau_R \equiv 0$ regardless of how large the applied tensile stress $\sigma$ is! Slip on this system is physically impossible ($\sigma_y \to \infty$). The crystal must either activate a different, higher-order slip system, twin, or undergo brittle cleavage fracture.
Part (d): Calculation for Zinc Single Crystal ($\phi = 62.0^\circ, \lambda = 34.0^\circ$)
Problem 22Single-Crystal Plasticity & Schmid's LawAdvanced
Schmid Factor Evaluation in FCC Single Crystals: Identifying the Primary Slip System
FCC metals possess 12 equivalent slip systems consisting of $\{111\}$ octahedral planes and $\langle 110\rangle$ close-packed directions.
State the vector formula for computing the cosine of the angle $\theta$ between tensile direction $[u_1 v_1 w_1]$ and plane normal $[h k l]$ or slip direction $[u_2 v_2 w_2]$ in a cubic crystal:
$$\cos\theta = \frac{u_1 h + v_1 k + w_1 l}{\sqrt{u_1^2 + v_1^2 + w_1^2}\sqrt{h^2 + k^2 + l^2}}$$
A single crystal of pure copper is pulled in tension along the $[123]$ direction. For the slip plane $(111)$, evaluate the Schmid factor for the three potential slip directions:
Direction $\mathbf{s}_1 = [1\bar{1}0]$
Direction $\mathbf{s}_2 = [01\bar{1}]$
Direction $\mathbf{s}_3 = [10\bar{1}]$
Which of these three slip directions is the active primary slip system, and what is its Schmid factor?
Step-by-Step Technical Solution & Analysis
Part (a): Vector Dot Product Angle Formula
In cubic lattices, basis vectors are orthogonal and identical in magnitude ($a=b=c$). The angle $\theta$ between direction $\mathbf{d}_1 = [u_1, v_1, w_1]$ and $\mathbf{d}_2 = [u_2, v_2, w_2]$ is:
Dislocations will always activate on that specific slip system that experiences the highest resolved shear stress (largest Schmid factor $m$). Comparing the three values:
$$m_3 = 0.3500 > m_1 = 0.1750 = m_2 = 0.1750$$
Therefore, the active primary slip system is $(111)[10\bar{1}]$ with Schmid factor $m = \mathbf{0.350}$. Plastic slip initiates on this system at a tensile stress of $\sigma_y = \tau_{\text{CRSS}} / 0.350 = 2.857 \tau_{\text{CRSS}}$.
Plane Angle: $\cos\phi = \frac{6}{\sqrt{42}} \approx 0.926$. Schmid Factors on $(111)$: $[1\bar{1}0] \implies m = 0.175$ • $[01\bar{1}] \implies m = 0.175$ • $[10\bar{1}] \implies m = \mathbf{0.350}$. Active Slip System: $\mathbf{(111)[10\bar{1}]}$ ($m = \mathbf{0.350}$).
Problem 23Single-Crystal Plasticity & Schmid's LawAdvanced
Crystallographic Anisotropy: Yield Strength Variation Across the Standard Stereographic Triangle
Due to Schmid factor variations across crystallographic directions, the macroscopic yield strength of a single crystal exhibits severe spatial anisotropy.
Consider an FCC metal single crystal with $\tau_{\text{CRSS}} = 1.20 \text{ MPa}$. Calculate the macroscopic tensile yield strength $\sigma_y$ when the tensile axis is aligned with:
The $[100]$ cube axis.
The $[111]$ octahedral axis.
The $[110]$ axis.
How many slip systems operate simultaneously (multiple slip) when pulled along the $[100]$ axis versus the $[111]$ axis?
Why do single-crystal gas turbine blades (e.g., CMSX-4) have their growth axis aligned strictly along $[001]$?
Step-by-Step Technical Solution & Analysis
Part (a): Yield Strength Calculations for FCC Symmetry Axes
Tensile Axis along $[100]$:
There are 8 symmetrically equivalent $\{111\}\langle 110\rangle$ slip systems with non-zero shear stress.
Angle with plane $(111)$: $\cos\phi = \frac{1(1)+0+0}{\sqrt{1}\sqrt{3}} = \frac{1}{\sqrt{3}}$.
Angle with direction $[011]$: $\cos\lambda = \frac{1(0)+0(1)+0(1)}{\sqrt{1}\sqrt{2}} = 0$.
Angle with direction $[110]$: $\cos\lambda = \frac{1(1)+0(1)+0(0)}{\sqrt{1}\sqrt{2}} = \frac{1}{\sqrt{2}}$.
$$m_{[100]} = \cos\phi \cos\lambda = \frac{1}{\sqrt{3}} \cdot \frac{1}{\sqrt{2}} = \frac{1}{\sqrt{6}} \approx \mathbf{0.4082}$$
$$\sigma_{y, [100]} = \frac{\tau_{\text{CRSS}}}{m} = \frac{1.20 \text{ MPa}}{0.4082} = \mathbf{2.939 \text{ MPa}}$$
Tensile Axis along $[111]$:
There are 6 symmetrically equivalent slip systems on the other three $\{111\}$ planes. For plane $(1\bar{1}1)$ and direction $[110]$:
$$\cos\phi = \frac{1(1)+1(-1)+1(1)}{\sqrt{3}\sqrt{3}} = \frac{1}{3}$$
$$\cos\lambda = \frac{1(1)+1(1)+1(0)}{\sqrt{3}\sqrt{2}} = \frac{2}{\sqrt{6}}$$
$$m_{[111]} = \frac{1}{3} \cdot \frac{2}{\sqrt{6}} = \frac{2}{3\sqrt{6}} \approx \mathbf{0.2722}$$
$$\sigma_{y, [111]} = \frac{\tau_{\text{CRSS}}}{m} = \frac{1.20 \text{ MPa}}{0.2722} = \mathbf{4.409 \text{ MPa}}$$
Tensile Axis along $[110]$:
Four active slip systems have Schmid factor $m_{[110]} = \frac{1}{\sqrt{6}} \approx \mathbf{0.4082}$.
$$\sigma_{y, [110]} = \frac{1.20 \text{ MPa}}{0.4082} = \mathbf{2.939 \text{ MPa}}$$
Part (b): Simultaneous Symmetrical Slip Systems
Along $[100]$: Exactly 8 slip systems share the identical maximum Schmid factor $m = 0.4082$ and activate simultaneously! Symmetrical dislocation interpenetration produces rapid work hardening.
Along $[111]$: Exactly 6 slip systems share $m = 0.2722$ and operate simultaneously.
Part (c): Engineering Selection of $[001]$ for Turbine Blades
Single-crystal nickel superalloy turbine blades are grown via directional solidification along the $[001]$ crystallographic axis because:
Lowest Young's Modulus: In FCC nickel, Young's modulus is highly anisotropic: $E_{[001]} \approx 130 \text{ GPa}$, whereas $E_{[111]} \approx 300 \text{ GPa}$. Under severe rapid thermal transients during jet engine takeoff and landing, thermal strain $\varepsilon_{\text{th}} = \alpha \Delta T$ generates thermal stress $\sigma_{\text{th}} = E \alpha \Delta T$. The low modulus along $[001]$ reduces thermal stresses by more than $50\%$, dramatically extending thermal fatigue life.
High Creep Resistance: Symmetrical activation of 8 slip systems promotes dislocation lock formation that suppresses high-temperature creep elongation.
Problem 24Hardness Testing & Empirical RelationsFundamental
Macrohardness Testing: Indentation Mechanics of Brinell (HB) and Rockwell (HRC/HRB)
Hardness testing is the most widely utilized non-destructive mechanical inspection technique in industrial manufacturing.
Define Hardness and state three reasons why hardness testing is performed far more frequently than tensile testing.
Describe the Brinell Hardness Test (HB):
Indenter geometry and standard test load for steels ($10 \text{ mm}$ ball, $3000 \text{ kgf}$).
Mathematical formula for Brinell Hardness Number (HBW) in terms of applied load $P$, ball diameter $D$, and indentation impression diameter $d$:
$$\text{HBW} = \frac{2P}{\pi D \left(D - \sqrt{D^2 - d^2}\right)}$$
Describe the Rockwell Hardness Test:
Difference between Rockwell B (HRB) and Rockwell C (HRC) (indenters and major loads).
Why Rockwell testing measures residual depth of penetration ($e$) rather than surface diameter, and why a preliminary minor load is applied first.
Step-by-Step Technical Solution & Analysis
Part (a): Definition and Industrial Advantages of Hardness Testing
Hardness is a measure of a material's resistance to localized permanent plastic deformation (such as surface indentation, scratching, or abrasion).
Three Key Advantages over Tensile Testing:
Simple and Inexpensive: Requires no specialized machined test coupons; can be performed directly on finished components.
Non-Destructive: Leaves only a microscopic surface impression that rarely impairs part function.
Direct Correlation: Well-calibrated empirical relationships allow tensile strength and wear resistance to be estimated directly from hardness numbers.
Part (b): The Brinell Hardness Test (HBW)
Standard Conditions for Steels: A hardened tungsten carbide spherical ball of diameter $D = 10.0 \text{ mm}$ is pressed into the flat surface under a standard static load of $P = 3000 \text{ kgf}$ ($29,420 \text{ N}$) held for $10\text{--}15 \text{ seconds}$.
Formula: HBW is the applied load divided by the curved surface area of the spherical indentation cap:
$$\text{HBW} = \frac{P}{A_{\text{cap}}} = \frac{2P}{\pi D \left(D - \sqrt{D^2 - d^2}\right)}$$
where $P$ is load in $\text{kgf}$, $D$ is ball diameter in $\text{mm}$, and $d$ is the mean diameter of the surface impression measured in two perpendicular directions using a calibrated microscope.
Part (c): The Rockwell Hardness Test (HR)
Indenters and Major Loads:
Rockwell C (HRC) (Hard metals, e.g., hardened steels, titanium): Uses a $120^\circ$ spheroconical diamond indenter (Brale) with a minor load of $10 \text{ kgf}$ and major load of $150 \text{ kgf}$.
Rockwell B (HRB) (Soft metals, e.g., brass, aluminum, mild steel): Uses a $1/16\text{ in}$ ($1.588 \text{ mm}$) hardened steel ball with minor load of $10 \text{ kgf}$ and major load of $100 \text{ kgf}$.
Residual Depth Principle: Unlike Brinell (which requires optical measurement of diameter), Rockwell measures the incremental depth of penetration $e$ electronically and outputs a direct digital dial reading. A preliminary minor load ($10 \text{ kgf}$) is applied first to penetrate through surface oxides, dirt, and minor roughness, establishing a zero reference baseline before the major load is applied.
Problem 25Hardness Testing & Empirical RelationsIntermediate
Microhardness Testing and Empirical Hardness-Tensile Strength Correlations
Microhardness testing allows localized hardness measurement of individual microstructural phases, thin films, and carburized case depth gradients.
Describe the Vickers Microhardness Test (HV):
Indenter geometry (square-based diamond pyramid with face angle $136^\circ$).
Mathematical formula:
$$\text{HV} = \frac{1.8544 P}{d^2}$$
defining load $P$ ($\text{kgf}$) and average diagonal length $d$ ($\text{mm}$).
Describe the Knoop Hardness Test (HK). Why is its elongated rhombic indenter ($7.11:1$ ratio) preferred for testing ultra-thin brittle ceramic coatings and brittle minerals without cracking?
State the famous empirical correlation between Brinell Hardness (HB) and Ultimate Tensile Strength ($\sigma_{\text{UTS}}$) for plain carbon and low-alloy structural steels:
$$\sigma_{\text{UTS}} \text{ (MPa)} \approx 3.45 \times \text{HB}$$
$$\sigma_{\text{UTS}} \text{ (psi)} \approx 500 \times \text{HB}$$
A Brinell test on an automotive crankshaft steel using a $10 \text{ mm}$ ball under $3000 \text{ kgf}$ load produces an impression diameter of $d = 3.90 \text{ mm}$.
Calculate the Brinell Hardness Number (HBW).
Estimate the Ultimate Tensile Strength in megapascals ($\text{MPa}$).
Step-by-Step Technical Solution & Analysis
Part (a): The Vickers Hardness Test (HV)
The Vickers test uses a square-based diamond pyramid indenter with an apex angle between opposite faces of $\alpha = 136^\circ$.
The surface area of the four triangular pyramid faces is $A = \frac{d^2}{2\sin(136^\circ/2)} = \frac{d^2}{2\sin(68^\circ)} = \frac{d^2}{1.85437}$.
where $P$ is applied load in $\text{kgf}$ (typically $10\text{--}1000 \text{ gf}$ for microhardness, up to $50 \text{ kgf}$ for macrohardness) and $d$ is the average length of the two indentation diagonals measured under a microscope in millimeters.
Part (b): The Knoop Microhardness Test (HK)
The Knoop test uses an elongated pyramidal diamond indenter that produces a narrow rhombic impression with a length-to-width ratio of approximately $7.11 : 1$. Because the indentation depth is only about one-third of a Vickers impression for the same load, elastic recovery occurs primarily along the short diagonal while the long diagonal remains unaffected. This ultra-shallow penetration minimizes tensile hoop stresses around the impression, allowing microhardness measurements on brittle ceramics, glass, enamel, and sub-micron coatings without inducing fracture or chipping.
Part (c): Empirical Hardness-Strength Correlation for Steels
Because plastic indentation is constrained by surrounding elastic material, slip line field theory (Tabor's rule) proves that indentation pressure is roughly three times the tensile yield stress ($H \approx 3 \sigma_y$). For work-hardening steels, empirical calibration yields:
A critical element on the surface of a titanium alloy bracket in an aircraft wing spar is subjected to plane stress conditions with $\sigma_x = 180\text{ MPa}$, $\sigma_y = -60\text{ MPa}$, and $\tau_{xy} = 80\text{ MPa}$.
1. Calculate the orientations of the principal stress planes $\theta_{p1}$ and $\theta_{p2}$.
2. Determine the maximum and minimum in-plane principal stresses $\sigma_1$ and $\sigma_2$.
3. Find the maximum in-plane shear stress $\tau_{\text{max, in-plane}}$ and the orientation of the planes on which it acts.
Step-by-Step Technical Solution & Analysis
Step 1: Orientations of the principal stress planes
The angle of the principal planes $\theta_p$ is given by:
$$\tan(2\theta_p) = \frac{2\tau_{xy}}{\sigma_x - \sigma_y} = \frac{2(80)}{180 - (-60)} = \frac{160}{240} = \frac{2}{3} \approx 0.6667$$
$$2\theta_p = \arctan(0.6667) \approx 33.69^\circ \implies \theta_{p1} = 16.85^\circ$$
The second principal plane is orthogonal:
$$\theta_{p2} = \theta_{p1} + 90^\circ = 106.85^\circ \quad (\text{or } -73.15^\circ)$$
Step 3: Maximum in-plane shear stress
The maximum in-plane shear stress equals the radius of Mohr's circle:
$$\tau_{\text{max, in-plane}} = R = \frac{\sigma_1 - \sigma_2}{2} = \frac{204.22 - (-84.22)}{2} = 144.22\text{ MPa}$$
The planes of maximum shear stress are oriented at $45^\circ$ to the principal planes:
$$\theta_s = \theta_{p1} \pm 45^\circ = 16.85^\circ \pm 45^\circ \implies \theta_{s1} = 61.85^\circ, \quad \theta_{s2} = -28.15^\circ$$
A machine component made of ductile structural steel is subjected to biaxial tensile stresses in plane stress ($\sigma_z = 0$): $\sigma_x = 240\text{ MPa}$, $\sigma_y = 100\text{ MPa}$, and $\tau_{xy} = 0\text{ MPa}$.
1. Identify the three principal stresses $\sigma_1, \sigma_2, \sigma_3$.
2. Determine the maximum in-plane shear stress $\tau_{\text{max, in-plane}}$.
3. Construct the 3D Mohr's circle representation and determine the absolute maximum shear stress $\tau_{\text{abs, max}}$. Explain why $\tau_{\text{abs, max}} \neq \tau_{\text{max, in-plane}}$.
Step-by-Step Technical Solution & Analysis
Step 1: Identify the three principal stresses
Since the shear stress on the $x\text{-}y$ plane is zero, the normal stresses $\sigma_x$ and $\sigma_y$ are already principal stresses. Including the out-of-plane stress for plane stress ($\sigma_z = 0$):
$$\sigma_1 = 240\text{ MPa}, \quad \sigma_2 = 100\text{ MPa}, \quad \sigma_3 = 0\text{ MPa}$$
Step 2: Maximum in-plane shear stress
The in-plane shear stress considers only the circle between $\sigma_1$ and $\sigma_2$:
$$\tau_{\text{max, in-plane}} = \frac{\sigma_1 - \sigma_2}{2} = \frac{240 - 100}{2} = 70\text{ MPa}$$
Step 3: 3D Mohr's circle and absolute maximum shear stress
The 3D state of stress is represented by three Mohr's circles drawn between the pairs $(\sigma_1, \sigma_2)$, $(\sigma_2, \sigma_3)$, and $(\sigma_1, \sigma_3)$. The largest circle spans between the algebraically greatest stress $\sigma_1$ and smallest stress $\sigma_3$:
$$\tau_{\text{abs, max}} = \frac{\sigma_1 - \sigma_3}{2} = \frac{240 - 0}{2} = 120\text{ MPa}$$
Explanation: When both in-plane principal stresses are of the same sign (both tensile here), the zero out-of-plane principal stress ($\sigma_3 = 0$) lies outside the interval $[\sigma_2, \sigma_1]$. Thus, the critical shear planes are inclined at $45^\circ$ to the $x$ and $z$ axes, making $\tau_{\text{abs, max}}$ significantly larger than the in-plane value ($120\text{ MPa}$ vs $70\text{ MPa}$). Ignoring the third dimension would drastically underestimate the risk of plastic shear yielding.
Key Results:
$\sigma_1 = 240\text{ MPa}$, $\sigma_2 = 100\text{ MPa}$, $\sigma_3 = 0\text{ MPa}$
$\tau_{\text{max, in-plane}} = 70\text{ MPa}$
$\tau_{\text{abs, max}} = 120\text{ MPa}$ (acts on planes rotated $45^\circ$ out of the sheet surface)
A pressure hull made of high-strength alloy steel with a uniaxial yield strength of $\sigma_y = 650\text{ MPa}$ is subjected to a triaxial stress state: $\sigma_1 = 450\text{ MPa}$, $\sigma_2 = 200\text{ MPa}$, and $\sigma_3 = -280\text{ MPa}$.
1. State the Tresca yield criterion mathematically in terms of principal stresses and uniaxial yield strength $\sigma_y$.
2. Calculate the maximum shear stress $\tau_{\text{max}}$ in the material.
3. Determine whether the component will undergo plastic yielding according to the Tresca criterion. If not, calculate the factor of safety $N_{\text{Tresca}}$ against yielding.
Step-by-Step Technical Solution & Analysis
Step 1: Statement of the Tresca criterion
The Tresca (Maximum Shear Stress) criterion postulates that yielding initiates when the absolute maximum shear stress in a multiaxial stress state reaches the maximum shear stress at yielding in a uniaxial tension test:
$$\tau_{\text{max}} = \frac{\sigma_1 - \sigma_3}{2} \ge \tau_y = \frac{\sigma_y}{2} \iff \sigma_1 - \sigma_3 \ge \sigma_y$$
where $\sigma_1 \ge \sigma_2 \ge \sigma_3$.
Step 3: Yield assessment and factor of safety
Comparing the equivalent stress to the uniaxial yield strength:
$$\sigma_{\text{Tresca}} = 730\text{ MPa} > \sigma_y = 650\text{ MPa}$$
$$\tau_{\text{max}} = 365\text{ MPa} > \tau_y = \frac{650}{2} = 325\text{ MPa}$$
The material will undergo plastic yielding because the stress exceeds the yield threshold.
The factor of safety is:
$$N_{\text{Tresca}} = \frac{\sigma_y}{\sigma_1 - \sigma_3} = \frac{650}{730} \approx 0.890 \quad (< 1.0 \implies \text{failed/yielded})$$
von Mises Yield Criterion (Distortion Energy Theory)
For the same stress state as in the previous problem ($\sigma_1 = 450\text{ MPa}$, $\sigma_2 = 200\text{ MPa}$, $\sigma_3 = -280\text{ MPa}$, and $\sigma_y = 650\text{ MPa}$):
1. Calculate the von Mises equivalent stress $\sigma_{\text{vM}}$ (effective stress).
2. Determine whether yielding is predicted according to the von Mises criterion.
3. Calculate the factor of safety $N_{\text{vM}}$ and compare it with the Tresca factor of safety $N_{\text{Tresca}} = 0.890$. Explain why the von Mises criterion predicts a higher safety margin than Tresca.
Step-by-Step Technical Solution & Analysis
Step 1: Calculate the von Mises equivalent stress
The von Mises equivalent stress is defined as:
$$\sigma_{\text{vM}} = \frac{1}{\sqrt{2}}\sqrt{(\sigma_1 - \sigma_2)^2 + (\sigma_2 - \sigma_3)^2 + (\sigma_3 - \sigma_1)^2}$$
Substitute the given principal stresses:
$$\sigma_1 - \sigma_2 = 450 - 200 = 250\text{ MPa} \implies (250)^2 = 62,500\text{ MPa}^2$$
$$\sigma_2 - \sigma_3 = 200 - (-280) = 480\text{ MPa} \implies (480)^2 = 230,400\text{ MPa}^2$$
$$\sigma_3 - \sigma_1 = -280 - 450 = -730\text{ MPa} \implies (-730)^2 = 532,900\text{ MPa}^2$$
Sum of squared differences:
$$\sum (\Delta \sigma)^2 = 62,500 + 230,400 + 532,900 = 825,800\text{ MPa}^2$$
$$\sigma_{\text{vM}} = \sqrt{\frac{825,800}{2}} = \sqrt{412,900} \approx 642.57\text{ MPa}$$
Step 2: Yield assessment
Comparing $\sigma_{\text{vM}}$ to $\sigma_y$:
$$\sigma_{\text{vM}} = 642.6\text{ MPa} < \sigma_y = 650\text{ MPa}$$
Remarkably, according to the von Mises criterion, the material remains elastic and does NOT yield!
Step 3: Factor of safety and comparison
$$N_{\text{vM}} = \frac{\sigma_y}{\sigma_{\text{vM}}} = \frac{650}{642.57} \approx 1.012$$
Physical explanation: The Tresca hexagon is entirely inscribed within the smooth von Mises ellipse on the $\pi$-plane (deviatoric plane). Tresca depends solely on the extreme principal stresses $(\sigma_1 - \sigma_3)$ and completely ignores the intermediate principal stress $\sigma_2$. In contrast, von Mises accounts for shear distortions along all octahedral planes, where an intermediate stress $\sigma_2$ between $\sigma_1$ and $\sigma_3$ provides constraint that lowers the distortion energy relative to the maximum shear stress. Thus, Tresca is always more conservative than von Mises by up to $\sim 15.5\%$.
Key Results:
$\sigma_{\text{vM}} = 642.6\text{ MPa}$
Since $\sigma_{\text{vM}} < \sigma_y$ ($642.6 < 650\text{ MPa}$), yielding does NOT occur under von Mises ($N_{\text{vM}} = 1.01$).
Tresca predicts yielding ($N = 0.89$) while von Mises predicts safety ($N = 1.01$).
Problem 30Yield CriteriaEasy
Pure Shear Yielding: Tresca vs. von Mises
A solid torsion bar is subjected to pure torsional shear stress $\tau$. The material has a tensile yield strength of $\sigma_y = 300\text{ MPa}$.
1. Express the principal stresses $(\sigma_1, \sigma_2, \sigma_3)$ in terms of the applied shear stress $\tau$.
2. Derive the shear yield strength $k_{\text{Tresca}}$ predicted by the Tresca criterion and calculate its numerical value.
3. Derive the shear yield strength $k_{\text{vM}}$ predicted by the von Mises criterion and calculate its numerical value.
4. Find the percentage difference between the two predictions.
Step-by-Step Technical Solution & Analysis
Step 1: Principal stresses in pure shear
In pure shear on the surface of a torsion bar:
$$\sigma_x = 0, \quad \sigma_y = 0, \quad \tau_{xy} = \tau$$
The principal stresses are:
$$\sigma_1 = \tau, \quad \sigma_2 = 0, \quad \sigma_3 = -\tau$$
Step 4: Percentage difference
$$\Delta = \frac{k_{\text{vM}} - k_{\text{Tresca}}}{k_{\text{Tresca}}} \times 100\% = \frac{173.2 - 150.0}{150.0} \times 100\% = \left(\frac{2}{\sqrt{3}} - 1\right) \times 100\% \approx 15.47\%$$
von Mises predicts a shear yield strength that is $15.5\%$ higher than Tresca's estimate.
Key Results:
$k_{\text{Tresca}} = \sigma_y/2 = 150.0\text{ MPa}$
$k_{\text{vM}} = \sigma_y/\sqrt{3} = 173.2\text{ MPa}$
Difference: von Mises is $15.5\%$ less conservative than Tresca in pure shear.
Problem 31Multiaxial StressHard
Yielding of Thin-Walled Cylindrical Pressure Vessel
A thin-walled cylindrical gas storage cylinder has an internal diameter $d = 500\text{ mm}$ (radius $r = 250\text{ mm}$) and wall thickness $t = 5.0\text{ mm}$. It is fabricated from an aluminum alloy with yield strength $\sigma_y = 280\text{ MPa}$.
1. Express the circumferential (hoop) stress $\sigma_\theta$, axial (longitudinal) stress $\sigma_z$, and radial stress $\sigma_r$ as functions of internal gauge pressure $p$.
2. Determine the maximum permissible internal pressure $p_{\text{max, Tresca}}$ before yielding starts according to the Tresca criterion.
3. Determine the maximum permissible internal pressure $p_{\text{max, vM}}$ according to the von Mises criterion.
4. Calculate the ratio $p_{\text{max, vM}} / p_{\text{max, Tresca}}$. What does this demonstrate about cylindrical geometry?
Step-by-Step Technical Solution & Analysis
Step 1: Stresses in terms of internal pressure $p$
For a thin-walled cylinder ($r/t = 250/5 = 50 \gg 10$):
$$\text{Hoop stress: } \sigma_\theta = \frac{p r}{t} = \frac{250}{5} p = 50 p$$
$$\text{Axial stress: } \sigma_z = \frac{p r}{2t} = \frac{250}{10} p = 25 p = 0.5 \sigma_\theta$$
$$\text{Radial stress: } \sigma_r \approx 0 \text{ (on outer surface; reaches }-p\text{ on inner surface, negligible compared to }50p)$$
Ordering the principal stresses:
$$\sigma_1 = \sigma_\theta = 50p, \quad \sigma_2 = \sigma_z = 25p, \quad \sigma_3 = \sigma_r = 0$$
Step 4: Ratio and geometric implication
$$\frac{p_{\text{max, vM}}}{p_{\text{max, Tresca}}} = \frac{2}{\sqrt{3}} \approx 1.155$$
This demonstrates that under 2:1 biaxial tension (the natural stress state of a closed cylinder), the von Mises yield criterion allows $15.5\%$ higher operating pressure than Tresca. This is the exact maximum divergence possible between the two criteria!
Key Results:
$p_{\text{max, Tresca}} = 5.60\text{ MPa}$ ($56.0\text{ bar}$)
$p_{\text{max, vM}} = 6.47\text{ MPa}$ ($64.7\text{ bar}$)
Ratio $= 2/\sqrt{3} = 1.155$ ($15.5\%$ higher load capacity predicted by von Mises).
Problem 32Multiaxial StressEasy
Yielding of Spherical Pressure Vessel and Equi-Biaxial Tension
A spherical titanium alloy pressure vessel has an internal radius $r = 200\text{ mm}$ and wall thickness $t = 4.0\text{ mm}$. The tensile yield strength is $\sigma_y = 900\text{ MPa}$.
1. Determine the membrane stresses $\sigma_1, \sigma_2, \sigma_3$ in terms of internal pressure $p$.
2. Calculate the yield pressure $p_y$ predicted by the Tresca criterion.
3. Calculate the yield pressure $p_y$ predicted by the von Mises criterion.
4. Explain why both criteria give the exact same yield pressure in this specific loading case.
Step-by-Step Technical Solution & Analysis
Step 1: Membrane stresses in a thin spherical shell
Due to spherical symmetry, the membrane stresses in any orthogonal tangential directions are identical:
$$\sigma_1 = \sigma_2 = \sigma = \frac{p r}{2t} = \frac{200}{2(4)} p = 25 p$$
The through-thickness radial stress on the outer surface is $\sigma_3 = 0$.
Step 4: Why both criteria coincide
Under equi-biaxial plane stress ($\sigma_1 = \sigma_2 = \sigma$ and $\sigma_3 = 0$), the stress state corresponds to the corner points of the Tresca hexagon where it touches the von Mises ellipse. Because $\sigma_1 - \sigma_2 = 0$, there is no distortion in the tangential plane; yielding is governed entirely by shear on planes inclined at $45^\circ$ through the thickness $(\sigma_1 - \sigma_3)$, for which both criteria yield the identical condition $\sigma = \sigma_y$.
Key Results:
$p_{\text{Tresca}} = p_{\text{vM}} = 36.0\text{ MPa}$ ($360\text{ bar}$)
Both criteria predict identical yield pressures because the equi-biaxial stress state lies on the intersection of the Tresca hexagon and von Mises ellipse.
Problem 33Multiaxial StressHard
Combined Bending and Torsion in a Drive Shaft
A solid circular power transmission shaft with diameter $d = 60\text{ mm}$ (radius $c = 30\text{ mm}$) transmits a torque $T = 3.5\text{ kN}\cdot\text{m}$ while simultaneously supporting a transverse bending moment $M = 2.4\text{ kN}\cdot\text{m}$. The shaft is forged from 4340 steel with yield strength $\sigma_y = 850\text{ MPa}$.
1. Calculate the maximum bending stress $\sigma_b$ and torsional shear stress $\tau_t$ on the outer surface.
2. Calculate the equivalent von Mises stress $\sigma_{\text{vM}}$ at the most critically loaded surface point.
3. Calculate the factor of safety against yielding according to the von Mises criterion.
4. Calculate the factor of safety according to the Tresca criterion.
Step-by-Step Technical Solution & Analysis
Step 1: Calculate surface bending stress and shear stress
Polar moment of inertia $J$ and bending moment of inertia $I$:
$$I = \frac{\pi d^4}{64} = \frac{\pi (0.060)^4}{64} \approx 6.3617 \times 10^{-7}\text{ m}^4$$
$$J = 2I = \frac{\pi d^4}{32} \approx 1.2723 \times 10^{-6}\text{ m}^4$$
Bending stress at the extreme outer fiber ($y = c = 0.030\text{ m}$):
$$\sigma_b = \frac{M c}{I} = \frac{32 M}{\pi d^3} = \frac{32(2400)}{\pi (0.060)^3} \approx 113.18\text{ MPa}$$
Torsional shear stress at the outer surface:
$$\tau_t = \frac{T c}{J} = \frac{16 T}{\pi d^3} = \frac{16(3500)}{\pi (0.060)^3} \approx 82.52\text{ MPa}$$
A cubic element in a deep underground drilling collar is subjected to the stress tensor (in MPa):
$$[\boldsymbol{\sigma}] = \begin{bmatrix} 500 & 50 & 0 \\ 50 & 400 & 0 \\ 0 & 0 & 300 \end{bmatrix}$$
1. Calculate the hydrostatic (mean) stress $\sigma_m = \sigma_h$.
2. Decompose the stress tensor into hydrostatic stress $[\boldsymbol{\sigma}^h]$ and deviatoric stress $[\mathbf{s}]$.
3. Calculate the second invariant of the stress deviator $J_2 = \frac{1}{2} s_{ij} s_{ji}$.
4. Calculate the von Mises stress using $\sigma_{\text{vM}} = \sqrt{3 J_2}$ and explain why hydrostatic pressure cannot cause dislocation-mediated plastic deformation in metals.
Step 4: von Mises stress and role of hydrostatic pressure
$$\sigma_{\text{vM}} = \sqrt{3 J_2} = \sqrt{3 \times 12,500} = \sqrt{37,500} \approx 193.65\text{ MPa}$$
Physical explanation: Dislocation movement (slip) occurs by shear stress resolving along specific close-packed slip planes. Pure hydrostatic stress exerts equal normal forces in all directions ($\sigma_1 = \sigma_2 = \sigma_3 = -p$), producing zero resolved shear stress on any plane ($\tau = \frac{\sigma - \sigma}{2} = 0$). Hence, hydrostatic pressure produces only reversible elastic volumetric strain ($\Delta V/V_0$) without activating dislocation motion. Only the deviatoric stress components drive shear deformation and plastic flow.
Stress Triaxiality and Ductile Fracture Suppression
Stress triaxiality is defined as $\eta = \frac{\sigma_m}{\sigma_{\text{eq}}}$, where $\sigma_m$ is the mean (hydrostatic) stress and $\sigma_{\text{eq}}$ is the equivalent von Mises stress.
1. Calculate $\eta$ for: (a) uniaxial tension, (b) pure torsion, (c) equi-biaxial plane tension, and (d) a notched round tensile bar where $\sigma_m = 320\text{ MPa}$ and $\sigma_{\text{eq}} = 400\text{ MPa}$.
2. According to Rice and Tracey's void growth model, the plastic strain to fracture $\varepsilon_f$ decreases exponentially with triaxiality: $\varepsilon_f = A \exp\left(-\frac{3}{2}\eta\right)$. If $\varepsilon_f = 0.85$ in uniaxial tension, calculate the predicted fracture strain $\varepsilon_f$ in the notched bar.
3. Explain why marble and normally brittle metals deform plastically with huge ductility when subjected to high hydrostatic pressure in a Bridgman high-pressure chamber.
Step 2: Calculate fracture strain in notched bar
Using $\varepsilon_f = A \exp(-1.5\eta)$:
For uniaxial tension ($\eta = 1/3 = 0.3333$):
$$0.85 = A \exp(-1.5 \times 0.3333) = A \exp(-0.5) \approx A \times 0.6065 \implies A = \frac{0.85}{0.6065} \approx 1.401$$
Now for the notched bar ($\eta = 0.80$):
$$\varepsilon_f = 1.401 \exp(-1.5 \times 0.80) = 1.401 \exp(-1.20) = 1.401 \times 0.3012 \approx 0.422$$
The severe triaxial tensile state halves the material's ductility (from $85\%$ down to $42.2\%$) due to accelerated void expansion.
Step 3: High hydrostatic confinement in Bridgman experiments
Under large confining pressure $P_{\text{conf}}$, $\sigma_m = -P_{\text{conf}} < 0$, making $\eta$ deeply negative. Tensile hydrostatic stresses open and expand microvoids and microcracks. Under compressive hydrostatic pressure, void nucleation and cleavage crack opening are mechanically prevented; microcracks are squeezed shut. Consequently, materials deform solely by dislocation slip and shear twinning, allowing brittle rock (marble) and refractory metals (W, Mo) to achieve tremendous plastic strains without fracturing.
Key Results:
Triaxiality: Uniaxial $= 1/3 \approx 0.333$, Pure shear $= 0$, Equi-biaxial $= 2/3 \approx 0.667$, Notched bar $= 0.800$
Fracture strain drops from $\varepsilon_f = 0.85$ (smooth) to $0.42$ (notched).
Hydrostatic compression prevents void nucleation/growth, suppressing fracture and enabling extensive plasticity.
Problem 36Strain Rate EffectsMedium
Strain Rate Sensitivity Exponent and High-Rate Yielding
A low-carbon structural steel is tested in tension at room temperature across several decades of strain rate. The flow stress at $5\%$ plastic strain is measured as:
$$\sigma_1 = 340\text{ MPa at } \dot{\varepsilon}_1 = 10^{-4}\text{ s}^{-1}$$
$$\sigma_2 = 415\text{ MPa at } \dot{\varepsilon}_2 = 10^{2}\text{ s}^{-1}$$
1. Calculate the strain rate sensitivity exponent $m = \frac{\partial \ln \sigma}{\partial \ln \dot{\varepsilon}}$.
2. Predict the flow stress $\sigma_3$ under explosive/ballistic loading conditions where $\dot{\varepsilon}_3 = 5 \times 10^3\text{ s}^{-1}$.
3. Calculate the percentage increase in strength when moving from quasi-static testing ($10^{-4}\text{ s}^{-1}$) to ballistic rates ($5 \times 10^3\text{ s}^{-1}$).
Step-by-Step Technical Solution & Analysis
Step 1: Calculate the strain rate sensitivity exponent $m$
The power-law relation between flow stress and strain rate is:
$$\sigma = C \dot{\varepsilon}^m \implies \ln \sigma = \ln C + m \ln \dot{\varepsilon}$$
$$m = \frac{\ln(\sigma_2 / \sigma_1)}{\ln(\dot{\varepsilon}_2 / \dot{\varepsilon}_1)} = \frac{\ln(415 / 340)}{\ln(10^2 / 10^{-4})} = \frac{\ln(1.2206)}{\ln(10^6)} = \frac{0.19933}{6 \times 2.302585} = \frac{0.19933}{13.8155} \approx 0.01443$$
Cowper-Symonds Constitutive Model for Crashworthiness
In automotive crash simulations, the dynamic yield strength $\sigma_{yd}$ of high-strength low-alloy (HSLA) steel side-impact beams is modeled using the Cowper-Symonds equation:
$$\sigma_{yd} = \sigma_y \left[1 + \left(\frac{\dot{\varepsilon}}{D}\right)^{1/p}\right]$$
The steel has a quasi-static yield strength $\sigma_y = 350\text{ MPa}$ and Cowper-Symonds parameters $D = 40\text{ s}^{-1}$ and $p = 5$.
1. During a frontal vehicle collision at $64\text{ km/h}$ against a rigid barrier, the deformation zone experiences a localized strain rate of $\dot{\varepsilon} = 180\text{ s}^{-1}$. Calculate the dynamic yield strength $\sigma_{yd}$.
2. Calculate the dynamic yield stress ratio $R_{\text{dyn}} = \sigma_{yd} / \sigma_y$.
3. If an automotive crash beam of cross-sectional area $A = 250\text{ mm}^2$ crushes by $\Delta L = 120\text{ mm}$, estimate the total impact kinetic energy absorbed by plastic deformation under this dynamic rate.
Step 2: Dynamic strength enhancement ratio
$$R_{\text{dyn}} = \frac{\sigma_{yd}}{\sigma_y} = 2.351$$
The dynamic yield strength is $135.1\%$ higher than the quasi-static yield strength due to dislocation drag at high deformation velocity.
Step 3: Impact energy absorption calculation
Assuming ideal plastic collapse at dynamic flow stress $\sigma_{yd} \approx 822.85\text{ MPa}$:
$$\text{Crush force: } F_{\text{dyn}} = \sigma_{yd} A = (822.85 \times 10^6\text{ N/m}^2) \times (250 \times 10^{-6}\text{ m}^2) = 205,712.5\text{ N} \approx 205.7\text{ kN}$$
Energy absorbed over crush distance $\Delta L = 0.120\text{ m}$:
$$E_{\text{abs}} = F_{\text{dyn}} \times \Delta L = 205,712.5\text{ N} \times 0.120\text{ m} \approx 24,685.5\text{ J} \approx 24.69\text{ kJ}$$
By comparison, under quasi-static conditions, the absorbed energy would be only:
$$E_{\text{static}} = (350 \times 10^6 \times 250 \times 10^{-6}) \times 0.120 = 10,500\text{ J} = 10.50\text{ kJ}$$
The Johnson-Cook constitutive equation describes the flow stress of metals subjected to large strains, high strain rates, and elevated temperatures:
$$\sigma = \left(A + B \varepsilon_p^n\right)\left(1 + C \ln \dot{\varepsilon}^*\right)\left(1 - T^{*m}\right)$$
where $\dot{\varepsilon}^* = \dot{\varepsilon} / \dot{\varepsilon}_0$ and homologous temperature $T^* = \frac{T - T_{\text{room}}}{T_m - T_{\text{room}}}$.
For titanium alloy Ti-6Al-4V:
$A = 862\text{ MPa}$, $B = 331\text{ MPa}$, $n = 0.34$, $C = 0.012$, $m = 0.80$, $\dot{\varepsilon}_0 = 1.0\text{ s}^{-1}$, $T_{\text{room}} = 293\text{ K}$, and $T_m = 1933\text{ K}$.
1. Identify the physical phenomenon represented by each of the three bracketed terms.
2. In a high-speed metal cutting operation, the primary shear zone experiences an effective plastic strain $\varepsilon_p = 0.60$, strain rate $\dot{\varepsilon} = 10^4\text{ s}^{-1}$, and adiabatic heating raises the temperature to $T = 773\text{ K}$ ($500^\circ\text{C}$). Calculate the value of each of the three terms.
3. Calculate the net resulting flow stress $\sigma$ in the cutting zone.
Step-by-Step Technical Solution & Analysis
Step 1: Physical meaning of the three terms
1. Term 1: $\left(A + B \varepsilon_p^n\right)$ — Strain hardening: reflects dislocation multiplication and interaction at reference temperature and strain rate.
2. Term 2: $\left(1 + C \ln \dot{\varepsilon}^*\right)$ — Strain rate sensitivity: reflects short-range barrier overcoming and phonon/electron drag at high dislocation velocities.
3. Term 3: $\left(1 - T^{*m}\right)$ — Thermal softening: reflects enhanced thermal activation, dislocation climb, and cross-slip that decrease lattice resistance as temperature approaches melting.
Step 3: Net resulting flow stress $\sigma$
$$\sigma = (1140.27\text{ MPa}) \times (1.1105) \times (0.6266) \approx 1266.3 \times 0.6266 \approx 793.5\text{ MPa}$$
Notice that despite work hardening raising the base stress to $1140\text{ MPa}$ and dynamic rate raising it further to $1266\text{ MPa}$, thermal softening cuts it down by nearly $37\%$ to $793.5\text{ MPa}$.
Key Results:
Term 1 (Strain Hardening) $= 1140.3\text{ MPa}$
Term 2 (Rate Enhancement) $= 1.111$ ($+11.1\%$)
Term 3 (Thermal Softening) $= 0.627$ ($-37.3\%$ reduction)
Net flow stress $\sigma = 793.5\text{ MPa}$
Problem 39Dislocation MechanicsMedium
Temperature Dependence of Yield Stress: Thermal vs. Athermal Components
The flow stress of crystalline metals is decomposed into thermal and athermal components:
$$\sigma_y(T) = \sigma^* + \sigma_\mu$$
where $\sigma^*$ is the short-range thermal component (sensitive to temperature and strain rate) and $\sigma_\mu$ is the long-range athermal component (governed by elastic modulus $\mu$).
For a BCC iron alloy, $\sigma_\mu = 120\text{ MPa}$, and the thermal component follows:
$$\sigma^*(T) = \sigma_0^* \left[1 - \left(\frac{T}{T_0}\right)^{1/2}\right]$$
with $\sigma_0^* = 680\text{ MPa}$ and $T_0 = 360\text{ K}$ (above $T_0$, $\sigma^* = 0$).
1. Calculate the yield strength at cryogenic temperature $T = 77\text{ K}$ (liquid nitrogen).
2. Calculate the yield strength at room temperature $T = 293\text{ K}$.
3. Calculate the yield strength at elevated temperature $T = 450\text{ K}$.
4. Explain why BCC metals exhibit an extraordinarily strong temperature dependence of yield stress compared to FCC metals like aluminum or copper.
Step 3: Yield strength at $T = 450\text{ K}$
Since $T = 450\text{ K} > T_0 = 360\text{ K}$, thermal energy completely overcomes the lattice friction barrier ($\sigma^* = 0$):
$$\sigma_y(450) = 0 + \sigma_\mu = 120.0\text{ MPa}$$
Step 4: BCC vs FCC lattice friction
In BCC crystals, screw dislocations possess a non-planar core spread over three intersecting $\{110\}$ planes. Constricting this non-planar core so the dislocation can glide requires a substantial activation energy (high Peierls-Nabarro lattice friction barrier). At low temperatures, thermal vibrations are insufficient to assist constriction, causing the yield stress to skyrocket. In contrast, FCC dislocations have planar cores with very low intrinsic Peierls barriers ($\tau_{\text{PN}} \approx 10^{-5} G$ vs $10^{-2} G$ for BCC); thus, FCC yield strength depends only weakly on temperature.
Key Results:
$T = 77\text{ K}: \sigma_y = 485.5\text{ MPa}$
$T = 293\text{ K}: \sigma_y = 186.5\text{ MPa}$
$T = 450\text{ K}: \sigma_y = 120.0\text{ MPa}$ (athermal plateau)
BCC metals exhibit steep temperature dependence due to high Peierls barriers associated with non-planar screw dislocation cores.
Problem 40High-Strain-Rate MechanicsHard
Adiabatic Shear Banding and Thermomechanical Instability
In high-speed deformation (e.g., ballistic penetration or high-speed machining), almost all plastic work is converted into heat adiabatically. An instability known as an adiabatic shear band (ASB) initiates when thermal softening overtakes work hardening:
$$\frac{d\sigma}{d\varepsilon} = \left(\frac{\partial \sigma}{\partial \varepsilon}\right)_T + \left(\frac{\partial \sigma}{\partial T}\right)_\varepsilon \frac{dT}{d\varepsilon} \le 0$$
Assuming the adiabatic temperature rise is given by $\frac{dT}{d\varepsilon} = \frac{\beta \sigma}{\rho c_p}$, where Taylor-Quinney factor $\beta = 0.90$, density $\rho = 7800\text{ kg/m}^3$, and specific heat capacity $c_p = 460\text{ J}/(\text{kg}\cdot\text{K})$.
For a steel alloy, the constitutive law is $\sigma = K \varepsilon^n [1 - \gamma(T - T_0)]$, with $K = 800\text{ MPa}$, $n = 0.15$, and thermal softening coefficient $\gamma = 0.0012\text{ K}^{-1}$.
1. Calculate the temperature rise per unit plastic strain $dT/d\varepsilon$ at $\sigma = 750\text{ MPa}$.
2. Formulate the instability condition $d\sigma/d\varepsilon = 0$ and estimate the critical true strain $\varepsilon_{\text{crit}}$ at which shear localization triggers.
3. Explain why adiabatic shear bands are catastrophic in armor plates and turbine rotor bursts.
Step-by-Step Technical Solution & Analysis
Step 1: Calculate adiabatic temperature rise per unit strain
$$\rho c_p = 7800\text{ kg/m}^3 \times 460\text{ J}/(\text{kg}\cdot\text{K}) = 3.588 \times 10^6\text{ J}/(\text{m}^3\cdot\text{K}) = 3.588\text{ MPa/K}$$
$$\frac{dT}{d\varepsilon} = \frac{\beta \sigma}{\rho c_p} = \frac{0.90 \times 750\text{ MPa}}{3.588\text{ MPa/K}} \approx 188.13\text{ K/unit strain}$$
Every $10\%$ of plastic strain under adiabatic conditions generates roughly $\sim 18.8\text{ K}$ of localized temperature increase!
Step 2: Formulate instability condition and find $\varepsilon_{\text{crit}}$
From $\sigma = K \varepsilon^n [1 - \gamma(T - T_0)]$:
$$\left(\frac{\partial \sigma}{\partial \varepsilon}\right)_T = n \frac{\sigma}{\varepsilon}$$
$$\left(\frac{\partial \sigma}{\partial T}\right)_\varepsilon = -\gamma K \varepsilon^n \approx -\gamma \sigma$$
The total derivative becomes:
$$\frac{d\sigma}{d\varepsilon} = n \frac{\sigma}{\varepsilon} - \gamma \sigma \frac{dT}{d\varepsilon} = \sigma \left[\frac{n}{\varepsilon} - \gamma \frac{\beta \sigma}{\rho c_p}\right] = 0$$
Setting the bracket to zero:
$$\frac{n}{\varepsilon_{\text{crit}}} = \frac{\gamma \beta \sigma}{\rho c_p} \implies \varepsilon_{\text{crit}} = \frac{n \rho c_p}{\gamma \beta \sigma}$$
Substitute the given values:
$$\varepsilon_{\text{crit}} = \frac{0.15 \times 3.588 \times 10^6}{0.0012 \times 0.90 \times (750 \times 10^6)} = \frac{538,200}{810,000} \approx 0.664$$
Step 3: Catastrophic nature of adiabatic shear bands
Once strain reaches $\varepsilon_{\text{crit}}$, further deformation softens the material locally ($d\sigma/d\varepsilon < 0$). This causes severe strain localization into narrow bands (only $10\text{ to }50\text{ }\mu\text{m}$ wide). Within the band, temperatures can reach $80\%\text{ to }100\%$ of the melting point, destroying the material's shear strength and leading to rapid, catastrophic shear plugging or fragmentation without macroscale warning.
Taylor Impact Test: Estimating Dynamic Yield Stress
In a Taylor impact test, a flat-ended cylindrical projectile made of copper with initial length $L_0 = 50.0\text{ mm}$ and initial diameter $D_0 = 10.0\text{ mm}$ is fired at velocity $V_0 = 180\text{ m/s}$ against an essentially rigid, unyielding armor plate.
After impact, the projectile recovers with a deformed mushroomed front, an overall final length $L_f = 41.5\text{ mm}$, and an undeformed rear section of length $X = 26.0\text{ mm}$.
Copper density is $\rho = 8960\text{ kg/m}^3$.
1. State Taylor's classical dynamic yield stress formula relating $Y_{\text{dyn}}$ to $L_0, L_f, X, \rho$, and $V_0$.
2. Calculate the dynamic yield strength $Y_{\text{dyn}}$ of the copper projectile.
3. If the quasi-static yield strength of the copper is $\sigma_{y,\text{static}} = 140\text{ MPa}$, calculate the dynamic enhancement factor $Y_{\text{dyn}} / \sigma_{y,\text{static}}$.
Step-by-Step Technical Solution & Analysis
Step 1: Taylor's dynamic yield formula
G. I. Taylor derived an analytical model for the dynamic yield strength based on rigid-plastic wave propagation:
$$Y_{\text{dyn}} = \frac{\rho V_0^2 (L_0 - X)}{2 (L_0 - L_f) \ln(L_0 / X)}$$
where:
- $\rho$ is the projectile mass density
- $V_0$ is the impact velocity
- $L_0$ is the initial length
- $L_f$ is the final total length
- $X$ is the length of the undeformed rear section
Bauschinger Effect and Kinematic vs. Isotropic Hardening
A cylindrical bar of austenitic stainless steel is loaded in forward tension beyond its initial yield point ($\sigma_{y0} = 240\text{ MPa}$) up to a maximum forward stress of $\sigma_{\text{fwd}} = 480\text{ MPa}$.
Upon unloading to zero stress and immediately reloading in reverse compression:
1. Define the Bauschinger effect and explain its microscopic origin in terms of dislocation pile-ups and back stresses.
2. Predict the compressive reverse yield stress $|\sigma_{y,\text{rev}}|$ assuming:
(a) Pure isotropic hardening.
(b) Pure kinematic hardening.
3. If experimental measurement reveals reverse yielding begins at $|\sigma_{y,\text{rev}}| = 160\text{ MPa}$, calculate the Bauschinger stress parameter $\beta_B = \frac{\sigma_{\text{fwd}} - |\sigma_{y,\text{rev}}|}{2 \sigma_{\text{fwd}}}$. What does this value indicate?
Step-by-Step Technical Solution & Analysis
Step 1: Definition and microscopic origin
The Bauschinger effect is the phenomenon whereby plastic deformation in one direction (e.g., forward tension) lowers the yield strength upon load reversal in the opposite direction (reverse compression). Microscopic origin: During forward loading, dislocations glide and pile up against impenetrable obstacles (grain boundaries, precipitates). These pile-ups create a long-range microscopic back stress ($\tau_b$) that opposes further forward glide. When the load is reversed, this internal back stress aids dislocation glide in the reverse direction, triggering plastic flow at a significantly reduced reverse external stress.
Step 2: Predictions under hardening models
(a) Pure Isotropic Hardening: The yield surface expands uniformly in all directions while keeping its center fixed at the origin.
$$|\sigma_{y,\text{rev}}| = \sigma_{\text{fwd}} = 480\text{ MPa}$$
(b) Pure Kinematic Hardening: The yield surface maintains a constant size (elastic range $= 2\sigma_{y0}$) and translates rigidly in stress space by back stress $\alpha$:
$$\alpha = \sigma_{\text{fwd}} - \sigma_{y0} = 480 - 240 = 240\text{ MPa}$$
Reverse yield stress:
$$|\sigma_{y,\text{rev}}| = \sigma_{\text{fwd}} - 2\sigma_{y0} = 480 - 2(240) = 0\text{ MPa}$$
(yielding in reverse begins immediately upon reaching zero stress!)
Step 3: Experimental assessment and Bauschinger parameter
Given measured $|\sigma_{y,\text{rev}}| = 160\text{ MPa}$:
$$\beta_B = \frac{\sigma_{\text{fwd}} - |\sigma_{y,\text{rev}}|}{2\sigma_{\text{fwd}}} = \frac{480 - 160}{2(480)} = \frac{320}{960} = \frac{1}{3} \approx 0.333$$
Alternatively, the ratio of reverse yield to forward stress is:
$$\frac{|\sigma_{y,\text{rev}}|}{\sigma_{\text{fwd}}} = \frac{160}{480} = 0.333$$
This proves real metals exhibit mixed isotropic-kinematic hardening: isotropic hardening expands the elastic range, while kinematic back stresses shift the yield center.
Sheet Metal Bending: Elastic Recovery and Springback Ratio
During sheet metal forming, elastic recovery occurs upon releasing the tooling, causing the bent part to open up (springback). The springback ratio $K_s$ relates the initial loaded bend radius $r_i$ to the final unloaded radius $r_f$:
$$K_s = \frac{r_i + t/2}{r_f + t/2} \approx 4\left(\frac{r_i \sigma_y}{E t}\right)^3 - 3\left(\frac{r_i \sigma_y}{E t}\right) + 1$$
where $t$ is sheet thickness, $\sigma_y$ is yield strength, and $E$ is Young's modulus.
A sheet of high-strength steel ($E = 205\text{ GPa}$, $\sigma_y = 600\text{ MPa}$) with thickness $t = 2.0\text{ mm}$ is bent over a punch radius $r_i = 10.0\text{ mm}$.
1. Calculate the dimensionless parameter $\xi = \frac{r_i \sigma_y}{E t}$.
2. Calculate the springback ratio $K_s$.
3. If the desired final bend angle is $\alpha_f = 90.0^\circ$, determine the required tooling bend angle $\alpha_i$ to compensate for springback ($K_s = \alpha_f / \alpha_i$).
4. Repeat the calculation for an aluminum alloy sheet of identical dimensions with $E = 70\text{ GPa}$ and $\sigma_y = 350\text{ MPa}$. Which material exhibits greater springback?
Springback Angle in V-Die Bending: Analytical Formulation
A flat metal strip of width $w = 50\text{ mm}$ and thickness $t = 1.5\text{ mm}$ is bent in a $90^\circ$ V-die. The bend radius of the punch is $R_p = 4.5\text{ mm}$ ($R_p / t = 3.0$).
The springback angle $\Delta \theta = \theta_i - \theta_f$ can be approximated by:
$$\Delta \theta = \theta_i \left[ \frac{3 \sigma_y R_p}{E t} \right]$$
where $\theta_i = 90^\circ$ is the loaded bend angle.
1. Calculate $\Delta \theta$ for an annealed low-carbon steel ($E = 210\text{ GPa}$, $\sigma_y = 220\text{ MPa}$).
2. Calculate $\Delta \theta$ for a high-strength aluminum alloy 7075-T6 ($E = 72\text{ GPa}$, $\sigma_y = 500\text{ MPa}$).
3. Calculate $\Delta \theta$ for a spring steel ($E = 205\text{ GPa}$, $\sigma_y = 1200\text{ MPa}$).
4. List two manufacturing methods used by tool designers to minimize or eliminate springback in stamping dies.
Step 4: Tool design methods to eliminate springback
1. Bottoming / Coining (Ironing): At the stroke bottom, the punch squeezes the bend zone beyond its yield point through the thickness in pure compression, eliminating elastic tensile/compressive strain gradients across the neutral axis.
2. Overbending: Machining the punch angle smaller than $90^\circ$ (e.g., $85^\circ$) so that the part springs open to precisely $90.0^\circ$ upon ejection.
3. Stretch Bending: Applying axial tension simultaneously during bending so the entire thickness is in tension, avoiding opposing compressive elastic recovery.
Key Results:
Low-carbon steel: $\Delta \theta = 0.85^\circ$
Al 7075-T6: $\Delta \theta = 5.63^\circ$
Spring steel: $\Delta \theta = 4.74^\circ$
Mitigation methods: Coining/bottoming, overbending punch angle, and stretch bending.
Problem 45Residual StressesHard
Residual Stress Distribution Induced by Inelastic Bending
A rectangular beam of width $b = 20\text{ mm}$ and height $h = 40\text{ mm}$ (half-height $c = 20\text{ mm}$) made of an elastic-perfectly plastic steel with yield strength $\sigma_y = 300\text{ MPa}$ and Young's modulus $E = 200\text{ GPa}$ is bent by an applied bending moment $M$ to produce a plastic penetration depth such that the elastic core has half-height $y_0 = 10\text{ mm}$ ($c/2$).
1. Calculate the applied bending moment $M$ required to maintain this elastoplastic state.
2. Calculate the fictitious elastic stress $\sigma_e$ at the outer surface ($y = c$) that would occur during elastic unloading by moment $M$.
3. Determine the residual stress $\sigma_{\text{res}}(y)$ at the outer surface ($y = c$) and at the elastic-plastic boundary ($y = y_0$) after completely removing the bending moment.
4. Sketch the residual stress profile across the beam thickness and verify self-equilibrium.
Step-by-Step Technical Solution & Analysis
Step 1: Calculate the elastoplastic bending moment $M$
For a rectangular cross-section with elastic core height $2y_0$:
$$M = \sigma_y b \left(c^2 - \frac{y_0^2}{3}\right)$$
Given $b = 0.020\text{ m}$, $c = 0.020\text{ m}$, $y_0 = 0.010\text{ m}$:
$$c^2 - \frac{y_0^2}{3} = (0.020)^2 - \frac{(0.010)^2}{3} = 0.00040 - 0.00003333 = 0.00036667\text{ m}^2$$
$$M = (300 \times 10^6\text{ N/m}^2) \times (0.020\text{ m}) \times (0.00036667\text{ m}^2) = 2200.0\text{ N}\cdot\text{m} = 2.20\text{ kN}\cdot\text{m}$$
Step 3: Residual stress calculation
Residual stress is the superposition of the loaded elastoplastic stress $\sigma_{\text{load}}$ and the elastic unloading stress $-\sigma_{\text{unload}}$:
$$\sigma_{\text{res}}(y) = \sigma_{\text{load}}(y) - \sigma_e(y)$$
- At the outer tensile surface ($y = c = 20\text{ mm}$):
$$\sigma_{\text{load}}(c) = +\sigma_y = +300\text{ MPa}$$
$$\sigma_{\text{res}}(c) = 300 - 412.5 = -112.5\text{ MPa} \quad (\textbf{compressive residual stress})$$
- At the elastic-plastic interface ($y = y_0 = 10\text{ mm}$):
$$\sigma_{\text{load}}(y_0) = +\sigma_y = +300\text{ MPa}$$
$$\sigma_{\text{res}}(y_0) = 300 - 206.25 = +93.75\text{ MPa} \quad (\textbf{tensile residual stress})$$
- At the neutral axis ($y = 0$):
$$\sigma_{\text{res}}(0) = 0 - 0 = 0\text{ MPa}$$
Step 4: Self-equilibrium verification
The residual stress profile consists of compressive stresses at the outer fiber ($-112.5\text{ MPa}$), transitioning to peak tensile stresses at $y = 10\text{ mm}$ ($+93.75\text{ MPa}$), and passing through zero at $y = 0$. By antisymmetry across $y = 0$, the resultant axial force $\int \sigma_{\text{res}} dA = 0$ and the net residual internal moment $\int \sigma_{\text{res}} y dA = 0$, confirming perfect self-equilibrium.
Shot Peening: Residual Stress Induction and Fatigue Enhancement
Shot peening is used to improve the fatigue life of landing gear components made of 300M ultra-high-strength steel ($\sigma_y = 1650\text{ MPa}$, $\sigma_{\text{UTS}} = 1950\text{ MPa}$).
1. Describe the mechanical mechanism by which cast steel shot impacts create a near-surface compressive residual stress layer.
2. A shot peened surface exhibits a compressive residual stress of $\sigma_{\text{res}} = -850\text{ MPa}$ extending to a depth of $d_p = 0.25\text{ mm}$. If an in-service cyclic bending load produces a nominal surface stress alternating between $0$ and $+950\text{ MPa}$, calculate the effective peak surface stress experienced by the component.
3. Explain why compressive surface residual stresses drastically delay fatigue crack initiation.
Step-by-Step Technical Solution & Analysis
Step 1: Mechanism of shot peening
High-velocity spherical shot particles impact the metallic surface, with each individual impact creating a micro-indentation. The surface material is driven into biaxial plastic extension. The deeper, unyielded elastic substrate acts as a rigid constraint that prevents the deformed surface layer from expanding laterally. Upon rebounding of the shot, the elastic substrate pulls back, forcing the plastically stretched surface layer into intense biaxial compressive residual stress.
Step 2: Effective surface stress with residual stress superposition
Without shot peening:
$$\sigma_{\text{max}} = +950\text{ MPa}, \quad \sigma_{\text{min}} = 0\text{ MPa}$$
With shot peening, the static residual stress $\sigma_{\text{res}} = -850\text{ MPa}$ superimposes directly:
$$\sigma_{\text{max, eff}} = \sigma_{\text{max}} + \sigma_{\text{res}} = +950 + (-850) = +100\text{ MPa}$$
$$\sigma_{\text{min, eff}} = \sigma_{\text{min}} + \sigma_{\text{res}} = 0 + (-850) = -850\text{ MPa}$$
The effective maximum tensile stress drops from $+950\text{ MPa}$ to just $+100\text{ MPa}$!
Step 3: Why compressive stresses delay fatigue crack initiation
Fatigue crack initiation requires cyclic tensile opening stress to drive dislocation irreversible slip bands (extrusions and intrusions) and to pull microscopic crack faces apart. Under compressive residual stress:
1. The effective local stress cycle is shifted almost entirely into the compressive regime.
2. Microcracks are forced shut (crack closure phenomenon), preventing localized stress concentration at flaws.
3. Fatigue crack initiation is postponed by orders of magnitude, and the fatigue endurance limit can increase by $30\%\text{ to }70\%$.
Key Results:
Effective peak tensile surface stress drops from $+950\text{ MPa}$ down to $+100\text{ MPa}$ (an $89.5\%$ reduction).
Compressive residual stress enforces crack closure and eliminates tensile slip band opening, dramatically extending fatigue life.
The non-destructive $\sin^2\psi$ X-ray diffraction technique measures surface residual stresses by measuring the shift in Bragg peak position as the sample is tilted by angle $\psi$ relative to the incident beam.
The lattice strain $\varepsilon_\psi$ is related to the tilt angle $\psi$ by:
$$\varepsilon_\psi = \frac{d_\psi - d_0}{d_0} = \left(\frac{1+\nu}{E}\right) \sigma_{\phi} \sin^2\psi - \frac{\nu}{E}(\sigma_1 + \sigma_2)$$
For an untextured nickel alloy component ($E = 210\text{ GPa}$, $\nu = 0.30$), the (311) lattice plane spacing $d_\psi$ is measured at multiple tilt angles using $\text{Cr-}K\alpha$ radiation:
- At $\psi = 0^\circ$ ($\sin^2\psi = 0$): $d = 1.08240\text{ \AA}$
- At $\psi = 45^\circ$ ($\sin^2\psi = 0.50$): $d = 1.08092\text{ \AA}$
- The unstressed reference spacing is $d_0 = 1.08200\text{ \AA}$.
1. Calculate the lattice strain $\varepsilon_\psi$ at $\psi = 0^\circ$ and $\psi = 45^\circ$.
2. Calculate the slope $M = \frac{\partial \varepsilon_\psi}{\partial (\sin^2\psi)}$.
3. Calculate the surface residual stress $\sigma_\phi$. State whether it is tensile or compressive.
4. Name one alternative destructive technique for measuring residual stresses through the full component depth.
Step 3: Calculate surface residual stress $\sigma_\phi$
From the governing equation:
$$M = \left(\frac{1+\nu}{E}\right) \sigma_\phi \implies \sigma_\phi = M \left(\frac{E}{1+\nu}\right)$$
$$\frac{E}{1+\nu} = \frac{210 \times 10^3\text{ MPa}}{1 + 0.30} = \frac{210,000}{1.30} \approx 161,538.5\text{ MPa}$$
$$\sigma_\phi = (-2.7357 \times 10^{-3}) \times (161,538.5\text{ MPa}) \approx -441.9\text{ MPa}$$
The negative sign confirms that the surface possesses a compressive residual stress of $441.9\text{ MPa}$.
Step 4: Alternative destructive measurement technique
The Hole-Drilling Strain Gage Method (ASTM E837): A high-speed milling cutter drills a small blind hole ($1.6\text{ to }2.0\text{ mm}$ diameter) in the center of a specialized 3-element strain gage rosette. Removing the stressed material relaxes the surrounding elastic stress field; the relieved strains measured by the rosette are converted into in-plane residual stresses as a function of depth.
Plastic Strain Ratio (Lankford R-Value) and Normal Anisotropy
The plastic strain ratio (Lankford $R$-value) characterizes the resistance of sheet metal to thinning during plastic forming:
$$R = \frac{\varepsilon_w}{\varepsilon_t} = \frac{\ln(w / w_0)}{\ln(t / t_0)}$$
Assuming constancy of volume during plastic deformation ($\varepsilon_l + \varepsilon_w + \varepsilon_t = 0$).
Tensile specimens stamped from a cold-rolled IF (interstitial-free) steel sheet are elongated to a uniform longitudinal plastic strain $\varepsilon_l = 0.180$.
The width strains measured at angles to the rolling direction are:
- Longitudinal ($0^\circ$): $\varepsilon_w = -0.120$
- Diagonal ($45^\circ$): $\varepsilon_w = -0.110$
- Transverse ($90^\circ$): $\varepsilon_w = -0.128$
1. Calculate the thickness strain $\varepsilon_t$ and the $R$-value for each orientation ($R_0, R_{45}, R_{90}$).
2. Calculate the average normal anisotropy parameter $\bar{R} = \frac{R_0 + 2R_{45} + R_{90}}{4}$.
3. Explain why sheets with $\bar{R} > 1.8$ are highly prized in automotive body deep-drawing applications.
Step 3: Importance of high $\bar{R}$ in deep drawing
The $R$-value is the ratio of width contraction to thickness thinning. When $R > 1$, the sheet resists thinning in the thickness direction far more than it resists contraction in the width direction. In a deep-drawing process (e.g., drawing a beverage can or car fender), the material drawn over the die radius undergoes high tensile drawing stresses. A high $\bar{R}$ value ($\bar{R} \approx 1.9$) prevents localized necking and premature tearing in the cup wall, allowing much higher Limiting Drawing Ratios (LDR) and enabling deeper, defect-free stampings.
Key Results:
$R_0 = 2.00$, $R_{45} = 1.57$, $R_{90} = 2.46$
Average normal anisotropy $\bar{R} = 1.90$
High $\bar{R}$ prevents wall thinning and premature tearing during deep drawing.
Problem 49Sheet Metal FormabilityMedium
Planar Anisotropy and Earing Behavior in Deep Drawing
Planar anisotropy $\Delta R$ quantifies the variation of plastic properties within the sheet plane:
$$\Delta R = \frac{R_0 - 2R_{45} + R_{90}}{2}$$
During deep drawing of a circular blank into a cylindrical cup, non-zero planar anisotropy causes non-uniform cup rim heights, forming wave-like projections called ears.
Using the data from Problem 48 ($R_0 = 2.000$, $R_{45} = 1.571$, $R_{90} = 2.462$):
1. Calculate the planar anisotropy parameter $\Delta R$.
2. Predict the number and angular positions of the ears formed along the rim of a deep-drawn cup.
3. If another alloy has $\Delta R < 0$ (e.g., cold-rolled and annealed aluminum), predict where the ears will form.
4. Explain how crystallographic preferred orientation (texture) generated during cold rolling creates planar anisotropy.
Step 2: Predict ear locations for $\Delta R > 0$
When $\Delta R > 0$, the $R$-values along $0^\circ$ and $90^\circ$ are significantly higher than along $45^\circ$. Because higher $R$ resists thinning and promotes material flow into the rim height:
- Four ears will form located at $0^\circ, 90^\circ, 180^\circ,$ and $270^\circ$ relative to the rolling direction (coinciding with the rolling and transverse directions).
- Troughs (depressions) will occur at $45^\circ, 135^\circ, 225^\circ,$ and $315^\circ$.
Step 3: Ear locations for $\Delta R < 0$
When $\Delta R < 0$, $R_{45} > \frac{R_0 + R_{90}}{2}$.
Consequently, the four ears will shift by $45^\circ$ and form at $45^\circ, 135^\circ, 225^\circ,$ and $315^\circ$, while troughs form at $0^\circ$ and $90^\circ$.
Step 4: Physical origin in crystallographic texture
During cold rolling, individual crystal grains rotate toward specific crystallographic orientations (e.g., $\{111\}\langle 112\rangle$ or $\{001\}\langle 110\rangle$ textures). Because close-packed slip planes $(\{111\}$ in FCC, $\{110\}$ in BCC) and slip directions are non-randomly oriented relative to the sheet axes, the Schmid factors and yield resistance vary systematically with in-plane testing direction. This directional bias directly causes anisotropic yielding and ear formation.
Key Results:
$\Delta R = +0.660$
Since $\Delta R > 0$, 4 ears form at $0^\circ, 90^\circ, 180^\circ,$ and $270^\circ$.
For $\Delta R < 0$, ears form at $45^\circ, 135^\circ, 225^\circ,$ and $315^\circ$.
Earing is caused by crystallographic deformation texture aligning slip systems anisotropically.
Problem 50Material Selection & DesignHard
Comprehensive Material Selection: Aerospace Pressure Cylinder
A cylindrical aerospace cabin pressure vessel with diameter $D = 2.0\text{ m}$ (radius $R = 1.0\text{ m}$) and length $L = 6.0\text{ m}$ must withstand an internal operating gauge pressure $p = 120\text{ kPa}$ ($1.2\text{ bar}$) with a design factor of safety $N = 2.0$.
To minimize launch mass, the structural engineer must evaluate three competing candidate alloys:
Candidate Alloy
Density $\rho$ ($\text{g/cm}^3$)
Modulus $E$ ($\text{GPa}$)
Yield Strength $\sigma_y$ ($\text{MPa}$)
Elongation %EL
Alloy A: Al 2024-T3
2.78
73
345
18%
Alloy B: Ti-6Al-4V
4.43
114
880
14%
Alloy C: Maraging Steel 250
8.00
210
1720
11%
1. Using the von Mises yield criterion with safety factor $N = 2.0$, derive the formula for the minimum wall thickness $t$ of the cylinder.
2. Calculate the required minimum wall thickness $t$ for all three alloys.
3. Calculate the total structural mass $M = \rho \pi D L t$ for each alloy option.
4. Which alloy achieves the lightest overall structure? Calculate the percentage mass saving achieved by the winning alloy over the other two candidates.
Step-by-Step Technical Solution & Analysis
Step 1: Formula for minimum wall thickness under von Mises
In a thin-walled cylinder: $\sigma_\theta = p R / t$, $\sigma_z = p R / (2t) = 0.5 \sigma_\theta$, $\sigma_r \approx 0$.
The von Mises stress was derived in Problem 31:
$$\sigma_{\text{vM}} = \frac{\sqrt{3}}{2} \sigma_\theta = \frac{\sqrt{3}}{2} \frac{p R}{t}$$
For safety factor $N$:
$$\sigma_{\text{vM}} \le \frac{\sigma_y}{N} \implies \frac{\sqrt{3}}{2} \frac{p R}{t} = \frac{\sigma_y}{N} \implies t_{\text{min}} = \frac{\sqrt{3}}{2} \frac{N p R}{\sigma_y}$$
Given $N = 2.0$, $p = 120 \times 10^3\text{ Pa}$, $R = 1.0\text{ m}$:
$$N p R = 2.0 \times 120,000 \times 1.0 = 240,000\text{ N/m}$$
$$t_{\text{min}} = \frac{\sqrt{3}}{2} \times \frac{240,000}{\sigma_y} = \frac{207,846}{\sigma_y}\text{ m} = \frac{207.85}{\sigma_y\text{ (in MPa)}}\text{ mm}$$
Step 3: Calculate structural shell mass $M = \rho \pi D L t$
Surface area of cylinder: $A_{\text{cyl}} = \pi D L = \pi \times 2.0 \times 6.0 \approx 37.699\text{ m}^2$.
- Alloy A (Al 2024):
$$\rho_A = 2780\text{ kg/m}^3 \implies M_A = 2780 \times 37.699 \times (6.025 \times 10^{-4}) \approx 63.15\text{ kg}$$
- Alloy B (Ti-6Al-4V):
$$\rho_B = 4430\text{ kg/m}^3 \implies M_B = 4430 \times 37.699 \times (2.362 \times 10^{-4}) \approx 39.45\text{ kg}$$
- Alloy C (Maraging Steel):
$$\rho_C = 8000\text{ kg/m}^3 \implies M_C = 8000 \times 37.699 \times (1.208 \times 10^{-4}) \approx 36.43\text{ kg}$$
Step 4: Comparison and selection
The structural mass ranks:
1. Maraging Steel 250 ($36.4\text{ kg}$) — Lightest
2. Ti-6Al-4V ($39.5\text{ kg}$) — $+8.3\%$ heavier
3. Al 2024-T3 ($63.2\text{ kg}$) — $+73.4\%$ heavier
Ashby index rationale: For a minimum-weight internally pressurized thin shell, the mass minimization index is to maximize specific strength $\sigma_y / \rho$:
- $\sigma_y / \rho (\text{Steel}) = 1720 / 8.00 = 215.0\text{ MPa}\cdot\text{cm}^3/\text{g}$
- $\sigma_y / \rho (\text{Ti}) = 880 / 4.43 = 198.6\text{ MPa}\cdot\text{cm}^3/\text{g}$
- $\sigma_y / \rho (\text{Al}) = 345 / 2.78 = 124.1\text{ MPa}\cdot\text{cm}^3/\text{g}$
Maraging steel yields the lightest vessel ($36.4\text{ kg}$), saving $42.3\%$ mass compared to aluminum 2024-T3. (In practical aerospace design, titanium might still be preferred due to corrosion resistance, damage tolerance, and minimum manufacturing thickness gage limits of $0.12\text{ mm}$ for ultra-thin steel foil).
Key Results:
Thicknesses: $t_A = 0.603\text{ mm}$, $t_B = 0.236\text{ mm}$, $t_C = 0.121\text{ mm}$
Vessel Mass: Maraging Steel $= 36.4\text{ kg}$ (Lightest), Ti-6Al-4V $= 39.5\text{ kg}$, Al 2024-T3 $= 63.2\text{ kg}$
Maraging Steel saves $42.3\%$ mass over aluminum and $8.3\%$ mass over titanium due to its superior specific yield strength ($\sigma_y/\rho = 215$).
Master Formula Compendium & Physical Constants (Ch 1 – 8)